Regulation

Investment firms dodging restrictions on CFD trading, ESMA warns

July 12, 2019 James Langton

IIROC proposes revisions to CE program

July 11, 2019 James Langton

FSB surveys firms on coming back from cyberattacks

July 11, 2019 James Langton

FINRA provides guidance on enforcement cooperation

July 11, 2019 James Langton

OSFI proposes tailored capital rules for smaller banks

July 11, 2019 James Langton

OSC denies former rep’s appeal of IIROC disciplinary ruling

July 10, 2019 James Langton

Synthetic identity theft is the fastest-growing financial crime, U.S. Fed warns

July 10, 2019 James Langton

U.S. regulators propose reduced margin requirements for security futures

July 10, 2019 James Langton

Fed eases banks’ regulatory burden

July 9, 2019 James Langton

Industry innovation complicates cross-border oversight, European regulators say

July 9, 2019 James Langton

Cryptoasset custody compliance challenges brokers and regulators alike

July 8, 2019 James Langton

MX proposes new fortification against fat finger trades

July 8, 2019 James Langton