Regulation

U.S. firms to pay back overcharged clients, FINRA says

November 6, 2019 James Langton

Enforcement action, sanctions surge in 2019, SEC reports

November 6, 2019 James Langton

SEC seeks to toughen proxy rules

November 5, 2019 James Langton
Markets

Bitcoin usage up, Bank of Canada finds

November 5, 2019 James Langton

ESMA consults on commodity derivatives reforms

November 5, 2019 James Langton

SEC could allow testimonials, endorsements in advisor advertising

November 5, 2019 James Langton

IIROC settles trading violation case with RBC, Scotia and TD

November 4, 2019 James Langton

Investors can be whistleblowers too, SEC says

November 4, 2019 James Langton

B.C. court appoints receiver for crypto platform Einstein Exchange

November 4, 2019 James Langton

Global cryptos could be securities, IOSCO says

November 4, 2019 James Langton

Canada tapped to host global banking event

October 31, 2019 IE Staff

IIROC launches crypto advisory group

October 31, 2019 James Langton