Regulation

FINTRAC to allow virtual currency dealers to register

November 22, 2019 James Langton

Court grants leave to appeal BCSC ruling in pump-and-dump case

November 22, 2019 James Langton

OSC decision on DSCs to come — eventually

November 22, 2019 James Langton

TD added to the list of global systemically important banks

November 22, 2019 James Langton

B.C. Securities Commission says crypto trader leaves millions owing

November 21, 2019 The Canadian Press

Managing conflicts when making investment recommendations

November 21, 2019 Michelle Schriver

FCA sanctions firm for closet indexing

November 20, 2019 James Langton

Defending retail investors drove SEC enforcement in 2019

November 20, 2019 James Langton

Hedge fund trader sentenced in mismarking case

November 19, 2019 James Langton
Markets

Open banking could be transformational, but poses risks

November 19, 2019 James Langton

OSC roots out millions in compliance cost savings

November 19, 2019 James Langton

ASC sanctions advisor who served clients with a suspended registration

November 19, 2019 James Langton