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Regulation

Pandemic puffery seeks to infect investors

April 13, 2020 James Langton

SEC beefs up market infrastructure standards

April 13, 2020 James Langton

EU regulators take patient approach to reporting deadlines

April 9, 2020 James Langton

Traders settle SEC hacking case

April 9, 2020 James Langton

Canadian regulators refrain from curbing short-selling

April 9, 2020 James Langton
rules and regulations

OSFI relaxes capital rules for banks, insurers

April 9, 2020 James Langton

CSA pauses policy work

April 9, 2020 James Langton

FCA aims to keep capital flowing

April 8, 2020 James Langton

OSC names chief of new growth-focused branch

April 8, 2020 James Langton

Global regulators all-in on pandemic perils

April 8, 2020 James Langton

SEC sanctions Cantor Fitzgerald for data failings

April 7, 2020 James Langton

SEC details compliance plans for new “best interest” standards

April 7, 2020 James Langton
rules and regulations
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