Regulation

SEC tops US$100 million with whistleblower award

October 22, 2020 James Langton

Got Kik? The SEC does

October 22, 2020 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Goldman Sachs pays US$2.9 billion in corruption case settlement

October 22, 2020 James Langton

OSC extends CTO in crypto case

October 20, 2020 James Langton

Senior abuse to bring stiffer sanctions

October 20, 2020 James Langton

Bank of Canada steps up financial benchmark oversight

October 19, 2020 James Langton
Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

Pandemic heightens cybersecurity concerns

October 19, 2020 James Langton

CLHIA questions Ontario’s proposed advisor title standards

October 19, 2020 James Langton

IIROC panel overstepped on sanctions, ASC finds

October 19, 2020 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
Industry

Brookfield Asset Management to buy 19.9% stake in American Equity

October 19, 2020 The Canadian Press

OSFI reviewing its anti-money laundering rules

October 16, 2020 James Langton

Despite dissent, SEC softens auditor independence rules

October 16, 2020 James Langton
rules and regulations