Regulation

Don’t sacrifice investor protection in a bid for growth, Biden warned

January 22, 2021 James Langton

FCA seeks cap on some investor redress fees

January 21, 2021 James Langton
a man interrupts a cascade of falling dominoes

Pandemic at top of global regulators’ agenda

January 20, 2021 James Langton
finding your niche

FCA tackles flurry of investment scams

January 18, 2021 James Langton
Shocked middle aged mature woman feeling stressed reading unbelievable online news, surprised senior old lady looking at laptop amazed by unexpected stuck computer problem sit on sofa at home (Shocked middle aged mature woman feeling stressed reading

Court orders trial to assess whether investor was misled

January 18, 2021 James Langton

Biden picks Chopra, Gensler for financial oversight roles

January 18, 2021 The Associated Press

Former Wells Fargo exec sanctioned

January 15, 2021 James Langton

B.C. court approves class action settlement

January 15, 2021 James Langton

IIROC drops rule proposals for identifying non-client accounts

January 14, 2021 James Langton

AMF sanctions Desjardins over fund sales practices

January 13, 2021 James Langton

No dividend hikes, share buybacks for banks and insurers until lockdowns end: OSFI

January 11, 2021 The Canadian Press
Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

FCA warns on promise of crypto riches

January 11, 2021 James Langton