Regulation

Social isolation adds to seniors’ fraud risk: NASAA

February 9, 2021 James Langton

MFDA suspension extended by OSC enforcement action

February 9, 2021 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Investor advocates give Ontario task force report mixed reviews

February 5, 2021 James Langton
Judge's gavel with magnifying glass on black.

SEC considers money market reforms

February 5, 2021 James Langton

Crypto hedge fund founder admits fraud

February 5, 2021 James Langton

Digital glitches get stitches

February 5, 2021 James Langton
confused man

U.S. securities watchdogs reviewing recent stock market turbulence

February 5, 2021 Martin Crutsinger, The Associated Press

Closet indexing class action gets the go-ahead

February 4, 2021 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CSA seeks to streamline registration reporting

February 4, 2021 James Langton
rules and regulations

SEC alleges asset manager duped investors

February 4, 2021 James Langton

More funds available for victims in Goldpoint case

February 3, 2021 James Langton

ASC rejects rep’s appeal of MFDA discipline

February 3, 2021 James Langton