Regulation

OSC rules IIROC can go ahead with online hearing

March 18, 2021 James Langton
gavel on a laptop

Pump and dump ends in ban, over $1 million in penalties

March 18, 2021 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

New CFTC unit to focus on climate risk

March 17, 2021 James Langton

U.K. regulator to consider diversity requirements for public companies

March 17, 2021 James Langton

Risk of a market correction is high, regulators warn

March 17, 2021 James Langton

Ransomware attacks on the rise, IIROC warns

March 16, 2021 James Langton

Fund rep fined, banned for misconduct

March 16, 2021 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
Industry

OSFI unwinds emergency pandemic relief measures

March 16, 2021 James Langton
Skyline of the financial district

MFDA sees 18-month timeline to craft new SRO

March 16, 2021 James Langton

SEC alleges trader used tweets to pump and dump stock

March 15, 2021 James Langton

SEC calls for input on climate-risk disclosure

March 15, 2021 James Langton

Stress testing for climate risks seen expanding worldwide: Fitch

March 15, 2021 James Langton
responsible investments fossil fuels oil and gas energy sector