Regulation

New York court shutters crypto trading firm

September 13, 2021 James Langton

AMF seeks to enhance financial industry complaint handling

September 10, 2021 James Langton

Ontario regulator seeks feedback on life agent reporting requirements

September 9, 2021 IE Staff

IIROC raises regulatory fees ahead of SRO overhaul

September 8, 2021 James Langton
Direction of stock market.opportunity time.buy and sell.change for chance.positive thinking

Financial sector vulnerabilities on the rise

September 8, 2021 James Langton
a man on a precipice

New benchmarks risk repeating LIBOR’s failings

September 8, 2021 James Langton
foreign country with stock market data

Regulators must face the rise of the machines

September 7, 2021 James Langton

MFDA gets approval for client-focused reform rule amendments

September 3, 2021 Katie Keir
old way, new way

SEC charges multiple defendants over US$2B crypto scam

September 2, 2021 IE Staff

OSC reports higher surplus, progress on priorities

September 2, 2021 Michelle Schriver
papers on a desk

New prospectus exemption will support small biz in the Prairies

September 1, 2021 IE Staff
plan idea

FSRA met or exceeded most of its service targets in Q1

August 30, 2021 Katie Keir
rules and regulations