Reps’ retirement poses risks to clients
FINRA issues new guidance on brokerage business succession planning
- By: James Langton
- November 2, 2022 November 2, 2022
- 14:42
FINRA issues new guidance on brokerage business succession planning
Short-term rate, at 3.75% to 4%, at 15-year high
Ottawa's new targets may help solve labour market issues, but exacerbate housing challenges
ESG getting pushback from politicians in Texas, Florida, West Virginia and others
Positive industry trends were the most prominent factors
Jerome Powell has expressed hope that inflationary pressure can be relieved by employers cutting job openings, not jobs
Regulatory approval for the platform extends fixed-income trading
Progress for self-employed and entrepreneurial women has stalled, TD reports
Historically, cuts have followed within eight months of a hiking cycle's end, a report says
MD Financial appoints its first woman as CEO
The CRA also updated the RRSP dollar limit
Oil prices keep swinging in wait-and-see on U.S.-Iran war
Statistics Canada says sales were up in seven of nine subsectors
Thursday's market performance aside, "it's been a really strong three, four weeks"
Authorities allege that bridge financing firm was a Ponzi scheme
Firms allegedly made false filings to seem legit to investors
Regulators give exchanges more leeway on inter-listed securities
Plus, other software updates and a partnership
It also wants to increase labour productivity by 3.3%
Interest rate on overdue tax will remain 7% in Q3
Firm founder Danny Popescu has vacated the role to become executive chair
Plus, TD Wealth VP moves into advisor role and appointments across the industry
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
Clarity for clients makes it easier to shop across carriers
At the same time, both fund types recorded positive net sales
The data also reveals Canadians' limited knowledge of cross-border investing tax implications