Broker fined for unauthorized access violations
Marex Capital Markets sanctioned in settlement with MX
- By: James Langton
- January 9, 2025 January 9, 2025
- 14:53
Top Stories in News
Asset mix exposes Canadian pension funds to climate risk: report
Equity and alternative investment allocations represent more than half of average holdings
- By: Alisha Hiyate
- January 9, 2025 January 9, 2025
- 14:34
Financial services consolidation ahead
PwC Canada forecasting "continued, significant transactions"
- By: Kevin Press
- January 9, 2025 January 9, 2025
- 14:26
UN predicts world economic growth at subdued 2.8% in 2025
India's a bright spot in the global economy with a 6.6% growth forecast for this year
- By: Michael Weissenstein, The Associated Press
- January 9, 2025 January 9, 2025
- 13:05
Quant trader accused of stealing code
U.S. authorities allege trade secrets stolen to help start rival firm
- By: James Langton
- January 9, 2025 January 9, 2025
- 09:42
Edward Jones to pay US$17 million in NASAA settlement
Fund investors paid front-end loads, moved into fee-based accounts sooner than expected, regulators alleged
- By: James Langton
- January 9, 2025 January 9, 2025
- 09:30
Closing the gap between mutual, seg fund regulation
CCIR, CISRO propose new guidance on the design, distribution of seg funds
- By: James Langton
- January 8, 2025 January 8, 2025
- 16:02
BCSC sanctions trading scheme’s promoter
Regulator settles for less disgorgement than usual, given inability to pay
- By: James Langton
- January 8, 2025 January 8, 2025
- 13:53
Many mortgage holders facing payment shocks: BoC
New loan-level data shows majority of mortgages to renew in next two years, most at higher rates
- By: James Langton
- January 8, 2025 January 8, 2025
- 13:15
RCMP brings in pilot advisory group to bolster capital market investigations
The group will support the force's Integrated Market Enforcement Team efforts
- By: IE Staff
- January 8, 2025 January 9, 2025
- 12:01
Cardinal Point Management becomes Focus Financial’s fifth hub
New York wealth management firm sees Canada as growth market
- By: Jonathan Got
- January 8, 2025 January 8, 2025
- 11:46
Experts respond to Trump’s ‘economic force’ comments
Canada shouldn't 'rise to the bait,' but be ready to respond if Trump follows through on threats, experts say
- By: Ian Bickis and Sammy Hudes, The Canadian Press
- January 8, 2025 April 10, 2025
- 11:14
Stretched valuations creating ETF market tension
Areas to watch include the broader U.S. market, India's robust growth, and AI-driven productivity
- By: Rudy Luukko
- January 8, 2025 January 8, 2025
- 11:00
S&P/TSX composite ends week slightly lower, while tech buoys U.S. markets
Futures prices show investors expect the oil supply shock will resolve
- By: Lauren Krugel, The Canadian Press
- April 24, 2026 April 24, 2026
- 17:24
Welcome back to the developed markets, Greece
MSCI to reclassify Greece indexes in May 2027
- By: James Langton
- April 24, 2026 April 24, 2026
- 14:57
U.S. Justice Department drops criminal probe of Fed chair Powell
Move likely clears the way for Trump pick, Kevin Warsh
- By: Christopher Rugaber and Eric Tucker, The Associated Press
- April 24, 2026 April 24, 2026
- 13:25
Global regulators grow irritated by finfluencers
FCA leads week of action against illegal finfluencing activity
- By: James Langton
- April 24, 2026 April 24, 2026
- 17:22
CFTC alleges insider trading on prediction market
Soldier accused of betting on plans to capture Venezuelan leader
- By: James Langton
- April 24, 2026 April 24, 2026
- 17:09
Regulators talk remediation, fee transparency and ‘consumer-centric’ product design
FCAC, OSC execs discuss consumer outcomes amid a concentrated market, innovation
- By: Michelle Schriver
- April 24, 2026 April 24, 2026
- 15:23
Tech roundup: Two banks launch AI initiatives
Plus, other software updates and a partnership
- By: Jonathan Got
- April 24, 2026 April 23, 2026
- 09:00
New Brunswick sets goal of boosting economy by 10% by 2030
It also wants to increase labour productivity by 3.3%
- By: Eli Ridder, The Canadian Press
- April 23, 2026 April 23, 2026
- 16:01
Prescribed rate to remain 3% in Q3 for fifth consecutive quarter
Interest rate on overdue tax will remain 7% in Q3
- By: IE Staff
- April 22, 2026 April 22, 2026
- 14:18
Kevin Gopaul to head up VanEck’s expansion into Canada
Seasoned ETF exec will help asset manager build "an entire footprint" in the country
- By: Alisha Hiyate
- April 24, 2026 April 24, 2026
- 17:30
Industry moves: Former BMO private wealth head Geoff Newton joins RBC Wealth Management
Plus, another BMO alum joins software firm, new faces at Manulife and Optimize Wealth, and more
- By: Alisha Hiyate
- April 24, 2026 April 24, 2026
- 16:05
Sun Life unifies advisor, firm insurance support
New leadership position brings better accountability for back-office workflows
- By: Jonathan Got
- April 24, 2026 April 24, 2026
- 11:33
Product roundup: First Trust launches energy ETF
Plus, a new gold bullion mutual fund and a slew of product lineup changes
- By: Noushin Ziafati
- April 24, 2026 April 24, 2026
- 17:15
Opinion: Insurers need to call the same riders by the same names
Clarity for clients makes it easier to shop across carriers
- By: Jonathan Got
- April 22, 2026 April 22, 2026
- 12:59
‘Market weakness’ causes mutual fund, ETF asset declines in March: SIMA
At the same time, both fund types recorded positive net sales
- By: Noushin Ziafati
- April 21, 2026 April 21, 2026
- 15:52