IIROC releases 2018 compliance priorities report
Emphasis is on CRM2, cybersecurity and conflicts of interest
- By: James Langton
- January 18, 2018 November 5, 2019
- 14:45
Emphasis is on CRM2, cybersecurity and conflicts of interest
BMO’s participation in Canopy Growth’s financing deal comes as lawmakers crack down south of the border
Commission aims to clarify that in-house counsel can't collect a reward for reporting enforcement information in violation of law society rules
Sutton succeeds interim president and CEO of Women in Capital Markets, Jeannie Collins-Ardem
The hikes follow a move by the Bank of Canada to boost its key short-term rate
Dow soars past 26,000
The central bank's target for the overnight rate now sits at 1.25%
The database is another tool for investors to use when making informed investment decisions
The startup is developing courses that will help students prepare for the PFP or CFP designations
The greatest risk, according to the World Economic Forum report, is the environment
It will also proceed with the merger of Desjardins Canadian Equity Growth Fund with Desjardins Canadian Equity Fund
Unitholders expected to benefit from conversion
Central bank in "holding pattern" as it grapples with Iran war shock, trade uncertainty
Futures prices show investors expect the oil supply shock will resolve
MSCI to reclassify Greece indexes in May 2027
FCA leads week of action against illegal finfluencing activity
Soldier accused of betting on plans to capture Venezuelan leader
FCAC, OSC execs discuss consumer outcomes amid a concentrated market, innovation
Plus, other software updates and a partnership
It also wants to increase labour productivity by 3.3%
Interest rate on overdue tax will remain 7% in Q3
Seasoned ETF exec will help asset manager build "an entire footprint" in the country
Plus, another BMO alum joins software firm, new faces at Manulife and Optimize Wealth, and more
New leadership position brings better accountability for back-office workflows
Plus, a new gold bullion mutual fund and a slew of product lineup changes
Clarity for clients makes it easier to shop across carriers
At the same time, both fund types recorded positive net sales