OSC denies former mutual fund rep’s appeal for registration
Hearing panel rules rep unsuitable based on a lack of proficiency and integrity
- By: James Langton
- April 4, 2018 November 13, 2019
- 18:06
Hearing panel rules rep unsuitable based on a lack of proficiency and integrity
A change in management structure led to his departure, Finance et Investissement has learned
U.S. markets recover from early losses after Chinese tariff action
Audio recording tells investors what fraud sounds like
Prices for key industrial metals have already dipped
Cybercriminals focused on ransomware and destructive attacks in 2017
The proficiency course follows requirements set out by the MFDA
Forstrong’s multi-asset global macro strategies now available to Richardson GMP advisors and their clients
Carson Group to guide the firm’s advisors in every facet of their business
Crimson Asset Management to focus on high net-worth investors
If the change is approved, the ETF’s management fee is expected to drop to 0.68% from 0.75%
Canadian banks may be forced to take more provisions now that IFRS 9 has been fully introduced
Loonie gathers strength
Futures prices show investors expect the oil supply shock will resolve
MSCI to reclassify Greece indexes in May 2027
Move likely clears the way for Trump pick, Kevin Warsh
FCA leads week of action against illegal finfluencing activity
Soldier accused of betting on plans to capture Venezuelan leader
FCAC, OSC execs discuss consumer outcomes amid a concentrated market, innovation
Plus, other software updates and a partnership
It also wants to increase labour productivity by 3.3%
Interest rate on overdue tax will remain 7% in Q3
Seasoned ETF exec will help asset manager build "an entire footprint" in the country
Plus, another BMO alum joins software firm, new faces at Manulife and Optimize Wealth, and more
New leadership position brings better accountability for back-office workflows
Plus, a new gold bullion mutual fund and a slew of product lineup changes
Clarity for clients makes it easier to shop across carriers
At the same time, both fund types recorded positive net sales