State AGs fight for DOL fiduciary rule
Three states rush to defend regulations that require retirement investment advisors to put the interests of their clients above their own financial gain
- By: James Langton
- April 27, 2018 November 13, 2019
- 13:45
Three states rush to defend regulations that require retirement investment advisors to put the interests of their clients above their own financial gain
Firm’s global equity pool sees reductions in management and fixed administration fees
Holt Fintech Acceleration Program will provide support, training and mentorship for 10 fintech entrepreneurs
Advisors’ businesses are stronger than ever
U.S. markets also gain ground
Set realistic client expectations and consider adding high-yield bonds to fixed-income portfolios, Leith Wheeler executives advise
Almost $3 million has been forfeited to Ontario’s Civil Remedies for Illicit Activities Office
Canada ranks third globally on financial knowledge, attitudes and behaviour
An oversight review from CSA notes only two low- and medium-priority issues, which are being addressed
The fund will be de-listed from the Toronto Stock Exchange on June 29
The new ETF will begin trading on May 2
Oil prices wavered on uncertainty over Middle East ceasefire negotiations
Former Conservative leader Erin O'Toole joins; CEOs, union leaders among the other names
Application system for refunds launched this week
Timeline not yet established, CIRO boss says
New licensing regime approved, full compliance due by October 2027
Marc-André Gosselin and Nicolas Vincent to assume new roles in May and August, respectively
Christopher Phelan's resume suggests a keen interest in the operations of central banks
Deal offers 19% premium to Sila Realty Trust trading price on Friday
The BoC governor says technology's evolving abilities underscore importance of cybersecurity
Firm founder Danny Popescu has vacated the role to become executive chair
Plus, TD Wealth VP moves into advisor role and appointments across the industry
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
At the same time, both fund types recorded positive net sales
The data also reveals Canadians' limited knowledge of cross-border investing tax implications
ETF assets under management now sit at US$20 trillion