Enforcement tool enables regulators to resolve cases more quickly
The SRO’s latest annual enforcement report reveals that a new authority in Ontario for IIROC to enforce disciplinary orders in the courts already is having…
Brent Zorgdrager and Madison Hopper have been named the recipients of the 2018 Gary Gillam Award
The big winners in the month were U.S. and international equity ETFs while Canadian equity ETFs saw outflows of $391 million
More than US$3 million is being donated to more than 40 youth-focused charities worldwide
David Hamilton Cudmore was terminated following accusations he was “engaged in irregular and potentially unethical business practices”
The pace of hiring has yet to be disrupted by dramatic global market swings, a recent pickup in inflation or the risk that the could…
Proposal aims to “foster discussions between regulators, insurers and intermediaries on market conduct”
Edward Gibson succeeds Ron Friesen
U.S. employment numbers coming Friday
GPWealth360 gives financial advisors the ability to connect with their clients anywhere, anytime
New firm focused on family offices and HNW clients
Physical oil market remains "tighter than the financial market is giving it credit for": analyst
Oil prices may need to be "higher for longer" to rebuild stocks: analyst
Dollar responds to demand shocks, but supply shocks ignored: Scotia
Firms no longer qualify for narrower online advisor exemption
Proposals out for 90-day comment period, final regime slated for Jan. 1, 2028
Regulator to explore market impact of private, restricted rating activity
The BoC governor says technology's evolving abilities underscore importance of cybersecurity
Arrangement could encourage more or riskier trades, critics say
The banks are dropping their interim emission reduction targets due to various factors
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
McIntyre to start a new role later this month
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
ETF assets under management now sit at US$20 trillion
Investors are looking to exit from funds in droves during "a period of heightened negative sentiment"
Plus, new emerging market, target-date and tech funds, and a raft of fund changes