E-signatures prevent pre-signed forms, but pose other risks
MFDA issues revised guidance on the use of electronic signatures
- By: James Langton
- June 8, 2020 June 8, 2020
- 14:17
MFDA issues revised guidance on the use of electronic signatures
Quebec data was absent from April due to pandemic measures, affecting monthly comparison
The S&P 500 is up more than 13% in the last year despite ongoing economic uncertainty
Regulators will use feedback to develop guidance
High earners more likely to be in jobs that can be done remotely
Advisors presented best practices for engaging clients during an RIA virtual panel
Covid-19 hasn’t thwarted wealth management firms’ efforts to attract new talent
Dealers and representatives face issues due to CSI exams being suspended
SRO says top priority is returning money to harmed investors.
The one-time payment will be tax free and is meant to cover pandemic-related costs
The stock market fallout from the Covid-19 pandemic provided a chance for liquid alt managers to prove their worth
Oil prices climbed more than 2.5% as Strait of Hormuz remains blocked
However, success hinges on the details and speed of implementation
Blockbuster week ahead for Wall Street as Alphabet, Amazon, Microsoft, Apple and others set to report
Tolling of limitation period applies to all potential class members, court finds
Investors in private equity funds misled, money misused, SEC charges
Effort to encourage independent IPO research hasn't worked, added costs
Ahead of spring economic statement, small business group calls for measures to counter shrinking entrepreneurship
Plus, other software updates and a partnership
It also wants to increase labour productivity by 3.3%
Seasoned ETF exec will help asset manager build "an entire footprint" in the country
Plus, another BMO alum joins software firm, new faces at Manulife and Optimize Wealth, and more
New leadership position brings better accountability for back-office workflows
Plus, a new gold bullion mutual fund and a slew of product lineup changes
Clarity for clients makes it easier to shop across carriers
At the same time, both fund types recorded positive net sales