FINRA executive dies
The SRO's head of market regulation, Tom Gira, died June 20
- By: James Langton
- June 23, 2020 June 23, 2020
- 16:24
The SRO's head of market regulation, Tom Gira, died June 20
CSA consultation will focus on self-regulation, not necessarily consolidation
Home prices are expected to bounce back eventually, but the timing of a recovery is uncertain
The additional cost to the program depends heavily on the outlook for the economy
CFA Institute members were asked how they think the pandemic will affect capital markets
Online portal breaks down all Covid-19 related benefits, including eligibility requirements
U.S. whistleblower awards total more than US$500 million
Wendy Berman steps in as vice chair, Cathy Singer named commissioner
Proposed changes would allow technology to be used in drafting and witnessing
Emergency cut to Big Six capital cushion in March is working as planned
Changes include reduced management fees and revised asset allocation
Referrals between CSA members increased in the last fiscal year
Record trading volumes are expected as "reconstitution" concludes
Futures prices show investors expect the oil supply shock will resolve
MSCI to reclassify Greece indexes in May 2027
Move likely clears the way for Trump pick, Kevin Warsh
FCA leads week of action against illegal finfluencing activity
Soldier accused of betting on plans to capture Venezuelan leader
FCAC, OSC execs discuss consumer outcomes amid a concentrated market, innovation
Plus, other software updates and a partnership
It also wants to increase labour productivity by 3.3%
Interest rate on overdue tax will remain 7% in Q3
Seasoned ETF exec will help asset manager build "an entire footprint" in the country
Plus, another BMO alum joins software firm, new faces at Manulife and Optimize Wealth, and more
New leadership position brings better accountability for back-office workflows
Plus, a new gold bullion mutual fund and a slew of product lineup changes
Clarity for clients makes it easier to shop across carriers
At the same time, both fund types recorded positive net sales