FCA consults on rules for foreign firms
Regulator preparing for influx of international registrations following Brexit
- By: James Langton
- September 23, 2020 September 23, 2020
- 11:14
Regulator preparing for influx of international registrations following Brexit
The Wealth Accelerator has higher upfront cash values
The two new corporate bond funds mature in 2026 and 2027, respectively
SIFMA leads push to make electronic communications standard
NASAA launches initiative to assess effects of new SEC conduct rules
Anik Lanthier brings more than 20 years of experience to the role
Both officials stressed that major sectors of the economy are still suffering
Research finds links between financial knowledge, confidence and mental acuity
Risk assessment from European regulators warns of array of challenges facing financial sector
The firm has added 16 funds to the platform, which allows IIROC advisors to bulk trade mutual funds
Jennifer Hodgson joins Raymond James' trust division
Index additions and deletions underpinned the alleged scheme
Many advisors are not helping to dispel confusion around ESG and impact products
Oil prices keep swinging in wait-and-see on U.S.-Iran war
Statistics Canada says sales were up in seven of nine subsectors
Thursday's market performance aside, "it's been a really strong three, four weeks"
Authorities allege that bridge financing firm was a Ponzi scheme
Firms allegedly made false filings to seem legit to investors
Regulators give exchanges more leeway on inter-listed securities
Plus, other software updates and a partnership
It also wants to increase labour productivity by 3.3%
Interest rate on overdue tax will remain 7% in Q3
Firm founder Danny Popescu has vacated the role to become executive chair
Plus, TD Wealth VP moves into advisor role and appointments across the industry
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
Clarity for clients makes it easier to shop across carriers
At the same time, both fund types recorded positive net sales
The data also reveals Canadians' limited knowledge of cross-border investing tax implications