JP Morgan settles massive market manipulation case
Deal with regulators involves $920 million in sanctions and disgorgement
- By: James Langton
- September 29, 2020 September 29, 2020
- 13:56
Deal with regulators involves $920 million in sanctions and disgorgement
The committee will provide input on trends and policy impact on small firms
CSA, SROs provide guidance on client-focused reforms requirements
Flinks enables retrieval of client data across multiple platforms
Kevin Sullivan will support the revised terms and withdraw a slate of proposed directors
The investment manager has doubled down on renewable energy
Population aging continues, despite the impact of the virus on seniors
Relative to the size of the economy, the deficit amounts to 15% of gross domestic product
Getting marginalized groups better integrated in the workforce can help the government avoid raising tax rates
According to Morneau Sheppell, 13% of employers have already committed to freezing salaries next year
Corporate outsider who alerted regulator to misconduct gets latest payout
The regulator is restarting policy work that was paused due to pandemic
Targeted lockdowns are still more likely than a repeat of widespread shutdowns in the spring
Oil prices wavered on uncertainty over Middle East ceasefire negotiations
Former Conservative leader Erin O'Toole joins; CEOs, union leaders among the other names
Application system for refunds launched this week
Timeline not yet established, CIRO boss says
New licensing regime approved, full compliance due by October 2027
Marc-André Gosselin and Nicolas Vincent to assume new roles in May and August, respectively
Christopher Phelan's resume suggests a keen interest in the operations of central banks
Deal offers 19% premium to Sila Realty Trust trading price on Friday
The BoC governor says technology's evolving abilities underscore importance of cybersecurity
Firm founder Danny Popescu has vacated the role to become executive chair
Plus, TD Wealth VP moves into advisor role and appointments across the industry
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
At the same time, both fund types recorded positive net sales
The data also reveals Canadians' limited knowledge of cross-border investing tax implications
ETF assets under management now sit at US$20 trillion