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From the Regulators
From the Regulators
U.S. broker pays restitution to short-changed clients
January 6, 2026
James Langton
Class action over Teachers’ FTX loss dropped
January 5, 2026
James Langton
Regulators eye market makers’ role in ETF trading
December 30, 2025
Yan Barcelo
News
SEC charges seven groups in alleged crypto confidence scam
December 24, 2025
Alisha Hiyate
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
December 22, 2025
Ian Bickis, The Canadian Press
Whistleblower rewards out of fashion with U.S. regs
December 22, 2025
James Langton
SEC sanctions Canadian over pump-and-dumps
December 19, 2025
James Langton
Executive banned in failed real estate scheme
December 19, 2025
James Langton
SEC sanctions key figures in FTX scandal
December 19, 2025
James Langton
ASC extends safe harbour regime to climate-related disclosures
December 19, 2025
Jonathan Got
AMF announces 2026 fee hikes
December 19, 2025
James Langton
CIRO trading increment reforms approved
December 19, 2025
James Langton
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