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From the Regulators
From the Regulators
Life agent refused licence, fined for misrepresentation
February 3, 2026
Jonathan Got
ESMA, ASIC face change at the top
February 3, 2026
James Langton
U.K. regulators aim to help firms scale up
February 3, 2026
James Langton
Gamification that’s good for investors
February 3, 2026
James Langton
AI models can forecast, but their choices are flexible
February 3, 2026
James Langton
Fortress pair get five years, fined $24.4 million
February 3, 2026
James Langton
Boiler room brokers plead guilty
February 3, 2026
James Langton
News
FCAC fines BMO $4M for overcharging fees
February 2, 2026
Jonathan Got
The danger of personal dealings with clients
February 2, 2026
James Langton
News
U.S. advisor gets jail for defrauding clients
February 2, 2026
James Langton
News
FCA consults on new climate disclosure rules
February 2, 2026
James Langton
News
Court warns Binance not to push arbitration
January 30, 2026
James Langton
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