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From the Regulators
From the Regulators
News
Alberta legislature resumes with promise of referendum on new taxes
October 31, 2023
The Canadian Press
News
CPA Ontario sanctions Deloitte over backdating
October 31, 2023
James Langton
News
FINRA enters the quantum realm
October 30, 2023
James Langton
News
Brexit shakes up EU trading landscape: ESMA
October 30, 2023
James Langton
News
FTX founder Sam Bankman-Fried acknowledges in court that customers were hurt but denies fraud
October 27, 2023
Ken Sweet, Larry Neumeister, The Associated Press
Court upholds tribunal’s fraud ruling and penalty
October 27, 2023
James Langton
Court to hear appeal of BCSC stay ruling
October 26, 2023
James Langton
News
CFTC, NASAA settle fraud targeting seniors
October 25, 2023
James Langton
Complaint volumes surging, CIRO reports
October 25, 2023
James Langton
BCSC sanctions company, exec for misleading investors
October 24, 2023
James Langton
Macklem warned premiers about dangers of putting BoC’s independence at risk
October 24, 2023
Nojoud Al Mallees, Canadian Press
Research and Markets
U.S sustainable funds face continued outflows
October 23, 2023
James Langton
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