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Regulation

Laid off exec resolves SEC insider trading case

September 11, 2026
Banned

Hedge fund performance overstated: DoJ alleges

September 11, 2026
Chart showing ups and downs of stock market

Fund targeting expats a Ponzi scheme: SEC

September 11, 2026
SEC

Canadian faces prison in U.S. pump-and-dump case

September 11, 2026 James Langton
businessman behind bars

SEC wraps case against EDGAR trader

September 11, 2026 James Langton
SEC

Gravity-defying markets pose rising risk: ESMA

September 10, 2026 James Langton
Blank stare

Fake takeover bid targeted Calgary company

September 10, 2026 James Langton
fake fact

OSC names members of new Capital Markets Advisory Committee

September 10, 2026 IE Staff
consultation discussion

ESMA aims to ease issuers’ burden

September 9, 2026 James Langton
Canada red tape

SEC sanctions purported hedge fund manager

September 9, 2026 James Langton
SEC

Open banking is on the way, open investing will have to wait

September 8, 2026 James Langton
Ones and Zeroes

SEC steps up fight with proxy advisors

September 8, 2026
SEC
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