Fund reps sanctioned over conflicts
Reps fined, banned for personal financial dealings with clients
Top stories
Applications open for new disability benefit program, payments start next month
Benefit offers up to $200 monthly for eligible individuals
Three lessons from Canadian family offices
Despite continued weakness on the M&A front, Canada's family offices are wading back in
China can play ‘hard to get’ on trade: CIBC
When the tariff pause expires next month, U.S. may be much softer on China
- By: James Langton
Product roundup: A slew of XRP ETFs launch
Plus, new Quebec, U.S. equity and leveraged U.S. index ETFs
- By: Jonathan Got
FSB flags threats to real estate investors
Report details liquidity, leverage, valuation, and contagion risks lurking in commercial real estate sector
- By: James Langton
Deals: Sagard is taking Lorne Park private
Plus, Navacord Vanta Life launched and Oxford buys office space in Western Canada
- By: IE Staff
Rep fined, banned for stealing from a client
Firm repaid almost $600,000 to client for losses, DSC fees, tax, lost gains
- By: James Langton
Retail sales up 0.3% in April to $70.1B
However, initial figures for May point to a 1.1% slide: Statistics Canada
Fund sales, assets rebound in May: SIMA
Mutual fund sales turn positive, ETF sales rise, AUM climbs too
- By: James Langton
Former U.K. fund analyst convicted for insider dealing
Analyst traded on confidential info ahead of public disclosure
- By: James Langton
BCSC disgorgement order survives bankruptcy
Court confirms that regulator's order targeting ill-gotten gains can't be wiped away
- By: James Langton
Maybe ignorance of the law is an excuse after all
SEC issues required new guidance on criminal referrals
- By: James Langton
U.S. Senate introduces exceptions to proposed excise tax on money transfers
But both House and Senate are "on board for some version of this chaos," lawyer says of U.S. tax bill
CSA contemplates ETF reforms
Paper proposes changes tailored to the unique features of ETFs
- By: James Langton
Canada announces retaliatory measures on U.S. steel, aluminum tariffs
Countermeasures aim to protect domestic steel and aluminum industries from unfair trade practices
Credit card payment rates down, delinquencies rising
The average card balance for the two-year period ended March 2025 was $3,098
- By: Jonathan Got
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Rethinking the traditional 60/40 portfolio
The time is right for harmonized securities regulation