Double trouble: Twins convicted of defrauding clients
Pair stole millions from clients, including vulnerable investors
Top stories
Canaccord posts record wealth revenues, but U.S. issues drag on Q2
Firm boosts provision related to U.S. enforcement matter to US$75M
22 basis points
Morningstar Canada reports that investment management fees are down significantly since 2015, and clients are taking notice
Back-office firm wrong to drop fund manager: court
Quebec court rules on decades-old legal dispute between firms
- By: James Langton
Product roundup: Another week, another new batch of CDRs from BMO
Plus, new inverse-leveraged, alts ETFs hit the market, fee cuts and more
- By: Noushin Ziafati
Outlook for U.S. bank sector brighter: Moody’s
Stable economic growth seen boosting bank profits, asset quality
- By: James Langton
Fake advisory firms in ‘ramp-and-dump’ scam: SEC
Firms used social media to pump stocks, leaving investors with huge losses
- By: James Langton
Ottawa’s operating spending — not capital — driving deeper deficits: PBO
Champagne's press secretary pushed back on the PBO’s framing
Wealth firms can do better on tech, advanced planning
Advisors surveyed for 2025 also singled out compensation as an area requiring improvement
Fraudsters seen as ‘ten steps ahead’: Global Risk Institute
While financial institutions face barriers to AI adoption, criminals have embraced it
- By: Jonathan Got
Economists expect annual inflation rate fell in October
Expected decrease to 2.1% from 2.4% in September driven by lower gas prices
Court upholds tribunal’s findings in crypto case
Absent overriding error, panel's decisions should get deference, court says
- By: James Langton
Lying to the OSC gets Ontario man probation, community service
Man with "extensive criminal convictions" forged criminal record checks
- By: Jonathan Got
CPP Investments earned 5.4% net return in Q2
The increase helped bring the pension fund's net assets to $777.5B
CSA proposes reform to accommodate IFRS change
Revisions aim to prevent disclosure duplication, added burden
- By: James Langton
FSRA fines former insurance agent $80K for unlicensed sales
Insurer, MGA fined a total of $115K for paying commissions
Germany to subsidize industry’s energy prices in bid to revitalize economy
It plans to introduce an electricity price of about US$0.06 per kilowatt hour starting Jan. 1
Brand Knowledge
Where do private apartment funds fit in a modern portfolio?
The nature of private apartment funds means they can complement your client’s traditional investment portfolio.
- By: Equiton
Inside Track
Matthew Taylor
Securities Law
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Advisor chargebacks are bad for the industry