Retail investors need tools for private markets
Global regulators considering role of advice in alternative investing
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Re: AI means potential ‘big shift’ in regulatory responsibilities: Kriegler
Andrew Kriegler deserves credit for saying what too many prefer to leave unsaid
The math of life insurance pt. 3
Life insurance is an asset class that requires a diversified portfolio approach like any other — here's what that means for the advisor role
Wall Street retreats from record highs before the bell
Oil prices climbed above US$100 a barrel Thursday
How Wall Street is setting records even with the Iran war still going on
Since late March, expectations have built that the U.S., Iran will avoid a worst-case scenario for the global economy
Opinion: Insurers need to call the same riders by the same names
Clarity for clients makes it easier to shop across carriers
- By: Jonathan Got
AI means potential ‘big shift’ in regulatory responsibilities: Kriegler
Greater accountability could fall to firms instead of advisors
Court rejects ex-rep’s appeal of fraud conviction
Scheme targeted existing clients, not the public, ex-rep tried to argue
- By: James Langton
TMX Group buying Cboe Australia, Cboe Canada for $409 million
The deal will reduce complexity, costs for Canadian market participants, TMX Group says
Prescribed rate to remain 3% in Q3 for fifth consecutive quarter
Interest rate on overdue tax will remain 7% in Q3
- By: IE Staff
FCA leads crypto crackdown
Regulator targets unregistered peer-to-peer crypto platforms
- By: James Langton
CIRO settles with PFSL over supervisory issues
Reps allegedly took $1 million from an elderly client
- By: James Langton
Richard McIntyre joins Harbourfront as CEO
Firm founder Danny Popescu has vacated the role to become executive chair
- By: Alisha Hiyate
Homeowners buy more term coverage in their 20s and 40s
Term policies can have advantages over mortgage insurance
- By: Jonathan Got
Opinion: Insurers need to call the same riders by the same names
Clarity for clients makes it easier to shop across carriers
- By: Jonathan Got
OSFI to launch expedited licensing process
Fintechs, credit unions seeking federal charters to be eligible for streamlined process
- By: James Langton
Review of ‘data ecosystem,’ including retention, in the works: Kriegler
Timeline not yet established, CIRO boss says
Inside Track
Harvey Naglie
Regulation
Tashia Batstone
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Advisor chargebacks are bad for the industry