Uncategorized | Investment Executive https://www.investmentexecutive.com/uncategorized/ Canada's news source for financial professionals Fri, 19 Dec 2025 20:45:10 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Uncategorized | Investment Executive https://www.investmentexecutive.com/uncategorized/ 32 32 CIRO trading increment reforms approved https://www.investmentexecutive.com/uncategorized/ciro-trading-increment-reforms-approved/ Fri, 19 Dec 2025 11:00:39 +0000 https://www.investmentexecutive.com/?p=528162 Changes allow SRO to match SEC on standards for inter-listed stocks

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]]> Corporate director convicted of insider trading https://www.investmentexecutive.com/uncategorized/corporate-director-convicted-of-insider-trading/ Fri, 19 Dec 2025 11:00:15 +0000 https://www.investmentexecutive.com/?p=528112 Director tipped others and traded ahead of pending acquisition

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]]> CIRO settles with dealer for oversight lapse https://www.investmentexecutive.com/uncategorized/ciro-settles-with-dealer-for-oversight-lapse/ Wed, 17 Dec 2025 13:00:55 +0000 https://www.investmentexecutive.com/?p=527901 External provider stopped including CSE stocks in trading reports

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]]> Client-focused reforms — four years in, still waiting for results https://www.investmentexecutive.com/uncategorized/client-focused-reforms-three-years-in-still-waiting-for-results/ Wed, 17 Dec 2025 06:49:19 +0000 https://www.investmentexecutive.com/?p=527909 If firms’ processes work for ETFs but not for proprietary, illiquid or complex products, then the reforms have failed

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]]> Canada posts merchandise trade surplus for September, first since January https://www.investmentexecutive.com/news/research-and-markets/canada-posts-merchandise-trade-surplus-for-september-first-since-january/ Thu, 11 Dec 2025 15:11:42 +0000 https://www.investmentexecutive.com/?p=527507 The result came after a trade deficit of $6.4 billion in August

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]]> Wealth management, AI and defence are sectors to watch in 2026 deal flow https://www.investmentexecutive.com/uncategorized/wealth-management-ai-and-defence-are-sectors-to-watch-in-2026-deal-flow/ Wed, 10 Dec 2025 12:00:18 +0000 https://www.investmentexecutive.com/?p=527370 According to PwC, 642 deals worth $138.8 billion were signed in Q3

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]]> Banks face ‘deteriorating’ outlook: Fitch https://www.investmentexecutive.com/uncategorized/banks-face-deteriorating-outlook-fitch/ Fri, 05 Dec 2025 11:00:48 +0000 https://www.investmentexecutive.com/?p=527079 Tepid growth expectations, downside risks weigh on banks' fortunes

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]]> Rep sanctioned in SEC fraud case https://www.investmentexecutive.com/uncategorized/rep-sanctioned-in-sec-fraud-case/ Fri, 05 Dec 2025 11:00:09 +0000 https://www.investmentexecutive.com/?p=527052 Investors misled about rep's trading success, disciplinary history

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]]> ECB’s worries turn from tariffs to equities https://www.investmentexecutive.com/uncategorized/ecbs-worries-turn-from-tariffs-to-equities/ Thu, 27 Nov 2025 11:00:42 +0000 https://www.investmentexecutive.com/?p=526413 Richly-valued, highly-concentrated stock markets vulnerable to a correction

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]]> Ex-trader gets prison time in mismarking case https://www.investmentexecutive.com/uncategorized/ex-trader-gets-prison-time-in-mismarking-case/ Thu, 27 Nov 2025 11:00:13 +0000 https://www.investmentexecutive.com/?p=526399 Fraudster hid US$240 million in trading losses to secure large bonus

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