https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 09 Oct 2025 17:12:56 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png https://www.investmentexecutive.com 32 32 https://www.investmentexecutive.com/news/complaint-confidentiality-in-the-public-interest/ Thu, 09 Oct 2025 17:12:56 +0000 https://www.investmentexecutive.com/?p=522325 https://www.investmentexecutive.com/news/court-rules-ceos-firing-violated-osc-whistleblower-protections/ Fri, 19 Sep 2025 16:58:07 +0000 https://www.investmentexecutive.com/?p=520712 https://www.investmentexecutive.com/news/osc-must-disclose-complaint-not-the-complainer/ Thu, 29 May 2025 20:42:56 +0000 https://www.investmentexecutive.com/?p=510981 https://www.investmentexecutive.com/news/u-s-private-equity-execs-get-jail-in-fraud-case/ Mon, 12 May 2025 18:04:09 +0000 https://www.investmentexecutive.com/?p=509600 https://www.investmentexecutive.com/news/tip-that-led-to-compliance-exam-gets-rewarded/ Tue, 22 Apr 2025 20:36:15 +0000 https://www.investmentexecutive.com/?p=507811 https://www.investmentexecutive.com/news/bill-aims-to-bolster-sec-enforcement-tipline/ Thu, 27 Mar 2025 13:13:10 +0000 https://www.investmentexecutive.com/?p=505579 https://www.investmentexecutive.com/news/quant-funds-failed-to-guard-models-sec/ Fri, 17 Jan 2025 18:26:20 +0000 https://www.investmentexecutive.com/?p=500433 https://www.investmentexecutive.com/news/research-finds-paying-whistleblowers-works/ Wed, 11 Dec 2024 11:41:55 +0000 https://www.investmentexecutive.com/?p=498308 https://www.investmentexecutive.com/news/cftc-boasts-of-record-year-for-enforcement/ Thu, 05 Dec 2024 19:01:04 +0000 https://www.investmentexecutive.com/?p=498003 https://www.investmentexecutive.com/news/fca-backs-away-from-enforcement-disclosure-plans/ Thu, 28 Nov 2024 19:18:50 +0000 https://www.investmentexecutive.com/?p=497609