Syndicated mortgages | Investment Executive https://www.investmentexecutive.com/tag/syndicated-mortgages/ Canada's news source for financial professionals Mon, 09 Jun 2025 19:28:35 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Syndicated mortgages | Investment Executive https://www.investmentexecutive.com/tag/syndicated-mortgages/ 32 32 Fortress Real investors settle with lawyers https://www.investmentexecutive.com/news/from-the-regulators/fortress-real-investors-settle-with-lawyers/ Mon, 09 Jun 2025 18:18:16 +0000 https://www.investmentexecutive.com/?p=512114 Court certifies class action, approves settlement with counsel

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]]> Fortress pair convicted on fraud charges https://www.investmentexecutive.com/news/from-the-regulators/fortress-pair-convicted-on-fraud-charges/ Wed, 04 Jun 2025 19:33:00 +0000 https://www.investmentexecutive.com/?p=511614 Investors were misled by firm's property valuations, judge finds

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]]> Court appoints investor counsel in mortgage case https://www.investmentexecutive.com/news/from-the-regulators/court-appoints-investor-counsel-in-mortgage-case/ Tue, 03 Jun 2025 20:39:27 +0000 https://www.investmentexecutive.com/?p=511472 Choosing between firms to represent investors, court favoured certainty

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]]> Court approves SMI class action settlement https://www.investmentexecutive.com/news/from-the-regulators/court-approves-smi-class-action-settlement/ Fri, 31 Jan 2025 19:22:19 +0000 https://www.investmentexecutive.com/?p=501477 Latest in a series of class action settlements connected with Fortress Real

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]]> Tribunal rejects rep’s appeal of CIRO rulings https://www.investmentexecutive.com/news/from-the-regulators/tribunal-rejects-reps-appeal-of-ciro-rulings/ Thu, 24 Oct 2024 22:03:53 +0000 https://www.investmentexecutive.com/?p=495461 Acts in furtherance of a trade violated securities rules

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]]> OSC’s compliance work escalates https://www.investmentexecutive.com/news/from-the-regulators/oscs-compliance-work-escalates/ Fri, 26 Jul 2024 19:36:15 +0000 https://www.investmentexecutive.com/?p=490069 Risky firms, crypto platforms add to compliance division's workload

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]]> Rep called out after strike two https://www.investmentexecutive.com/news/from-the-regulators/rep-called-out-after-strike-two/ Tue, 19 Mar 2024 20:39:44 +0000 https://www.investmentexecutive.com/?p=482347 Ban, fine of $300K follow repeat episode of unapproved outside business activity

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]]> Former fund industry executive banned https://www.investmentexecutive.com/news/from-the-regulators/former-fund-industry-executive-banned/ Fri, 08 Dec 2023 21:55:28 +0000 https://www.investmentexecutive.com/?p=477055 Tribunal bans David Singh following fraud conviction

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]]> Mortgage fraudster gets permanent ban https://www.investmentexecutive.com/news/from-the-regulators/mortgage-fraudster-gets-permanent-ban/ Tue, 14 Nov 2023 22:47:33 +0000 https://www.investmentexecutive.com/?p=475344 Tribunal rules that misconduct involved securities

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]]> Proposed syndicated mortgage class action rejected https://www.investmentexecutive.com/news/from-the-regulators/proposed-syndicated-mortgage-class-action-rejected/ Mon, 19 Jun 2023 21:30:44 +0000 https://www.investmentexecutive.com/?p=467594 Appeal court upholds lower court's ruling, denying class action against trustee

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