Social media – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 15 Apr 2024 18:00:33 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Social media – Investment Executive https://www.investmentexecutive.com 32 32 Retail investor issues get top billing on IOSCO agenda https://www.investmentexecutive.com/news/from-the-regulators/retail-investor-issues-get-top-billing-on-iosco-agenda/ Mon, 15 Apr 2024 18:00:33 +0000 https://www.investmentexecutive.com/?p=483759 Broker conflicts, finfluencers, gamification among regulators' priorities

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]]> FCAA sanctions real estate scheme operators https://www.investmentexecutive.com/news/from-the-regulators/fcaa-sanctions-real-estate-scheme-operators/ Fri, 05 Apr 2024 22:02:22 +0000 https://www.investmentexecutive.com/?p=483303 Settlement includes 20-year market bans, monetary sanctions

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]]> SEC sanctions advisory firm for private messaging https://www.investmentexecutive.com/news/from-the-regulators/sec-sanctions-advisory-firm-for-private-messaging/ Thu, 04 Apr 2024 18:39:57 +0000 https://www.investmentexecutive.com/?p=483140 Off-channel communications hamper regulatory oversight

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]]> FCA warns firms, finfluencers about misleading memes https://www.investmentexecutive.com/news/from-the-regulators/fca-warns-firms-finfluencers-about-misleading-memes/ Tue, 26 Mar 2024 18:46:58 +0000 https://www.investmentexecutive.com/?p=482753 Reels, streams and more must comply with rules against misleading ads, regulator says

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]]> SEC alleges advisers engaged in AI-washing https://www.investmentexecutive.com/news/from-the-regulators/sec-alleges-advisers-engaged-in-ai-washing/ Tue, 19 Mar 2024 17:05:20 +0000 https://www.investmentexecutive.com/?p=482302 Firms allegedly made misleading statements about their use of AI in investing strategies

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]]> FINRA fines firm over finfluencers https://www.investmentexecutive.com/news/from-the-regulators/finra-fines-firm-over-finfluencers/ Tue, 19 Mar 2024 16:51:01 +0000 https://www.investmentexecutive.com/?p=482274 SRO brings first case following compliance review targeting firms' use of online influencers

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]]> Array of shareholder proposals on tap for 2024: ISS https://www.investmentexecutive.com/news/research-and-markets/array-of-shareholder-proposals-on-tap-for-2024-iss/ Tue, 05 Mar 2024 18:40:41 +0000 https://www.investmentexecutive.com/?p=481584 Climate, compensation and governance issues to feature prominently

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]]> TikToks and tweets pose risks to banks: S&P https://www.investmentexecutive.com/news/research-and-markets/tiktoks-and-tweets-pose-risks-to-banks-sp/ Thu, 29 Feb 2024 21:43:13 +0000 https://www.investmentexecutive.com/?p=481335 Banks should track social media as a liquidity risk factor, rating agency says

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]]> Rep sanctioned for advising via Discord platform https://www.investmentexecutive.com/news/from-the-regulators/rep-sanctioned-for-advising-via-discord-platform/ Tue, 27 Feb 2024 18:40:15 +0000 https://www.investmentexecutive.com/?p=481144 Online posts amounted to securities-related business, CIRO panel found

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]]> FSB warns of lurking stability risks https://www.investmentexecutive.com/news/from-the-regulators/fsb-warns-of-lurking-stability-risks/ Mon, 26 Feb 2024 19:08:08 +0000 https://www.investmentexecutive.com/?p=481069 International body says policymakers must guard against complacency amid multitude of threats

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