Small-cap stocks | Investment Executive https://www.investmentexecutive.com/tag/small-cap-stocks/ Canada's news source for financial professionals Thu, 09 Apr 2026 21:11:22 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Small-cap stocks | Investment Executive https://www.investmentexecutive.com/tag/small-cap-stocks/ 32 32 Issuers start moving to semi-annual reporting https://www.investmentexecutive.com/news/issuers-start-moving-to-semi-annual-reporting/ Thu, 09 Apr 2026 21:11:22 +0000 https://www.investmentexecutive.com/?p=535961 Venture companies begin opting for less frequent reporting

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]]> Ontario tribunal bans B.C. man under U.S. sanctions https://www.investmentexecutive.com/news/ontario-tribunal-bans-b-c-man-under-u-s-sanctions/ Thu, 09 Apr 2026 18:32:47 +0000 https://www.investmentexecutive.com/?p=535905 SEC alleged Canadian involved in penny stock pump-and-dump scheme

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]]> Big banks take heat at Senate hearing https://www.investmentexecutive.com/news/big-banks-take-heat-at-senate-hearing/ Fri, 27 Mar 2026 13:36:23 +0000 https://www.investmentexecutive.com/?p=534973 Regulators lament shrinking shelves, eroding support for junior issuers

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]]> CIRO settles with dealer for oversight lapse https://www.investmentexecutive.com/uncategorized/ciro-settles-with-dealer-for-oversight-lapse/ Wed, 17 Dec 2025 13:00:55 +0000 https://www.investmentexecutive.com/?p=527901 External provider stopped including CSE stocks in trading reports

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]]> Rep’s misconduct shouldn’t be career ending: SRO https://www.investmentexecutive.com/news/from-the-regulators/reps-misconduct-shouldnt-be-career-ending-sro/ Mon, 15 Dec 2025 21:13:59 +0000 https://www.investmentexecutive.com/?p=527774 Breach not worthy of year-long suspension, CIRO panel finds

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]]> Transcript: Conditions look good for this forgotten asset class https://www.investmentexecutive.com/soundbites/transcripts/transcript-conditions-look-good-for-this-forgotten-asset-class/ Tue, 03 Jun 2025 17:01:59 +0000 https://www.investmentexecutive.com/?p=510943 Francis Gannon of Royce Investment Partners says broadening of markets could benefit under-owned, undervalued small-cap stocks

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]]> Conditions look good for this forgotten asset class https://www.investmentexecutive.com/soundbites/equities/conditions-look-good-for-this-forgotten-asset-class/ Tue, 03 Jun 2025 17:01:43 +0000 https://www.investmentexecutive.com/?p=510951 Francis Gannon of Royce Investment Partners says broadening of markets could benefit under-owned, undervalued small-cap stocks

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]]> Ringleader of global scheme sentenced in U.S. https://www.investmentexecutive.com/news/from-the-regulators/ringleader-of-global-scheme-sentenced-in-u-s/ Wed, 21 May 2025 17:35:39 +0000 https://www.investmentexecutive.com/?p=510272 Dual U.K.-Canadian citizen led series of pump-and-dumps, authorities charged

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]]> ESMA issues guidance on listing reforms https://www.investmentexecutive.com/news/from-the-regulators/esma-issues-guidance-on-listing-reforms/ Wed, 07 May 2025 17:35:32 +0000 https://www.investmentexecutive.com/?p=509226 Policymakers are seeking to make it easier for companies to go public

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]]> Large-cap stocks have an advantage but fundamentals still matter https://www.investmentexecutive.com/soundbites/equities/large-cap-stocks-have-an-advantage-but-fundamentals-still-matter/ Tue, 16 Apr 2024 17:01:59 +0000 https://www.investmentexecutive.com/?p=483552 Jack Manley of J.P. Morgan Asset Management says regardless of where you’re looking on the market cap-spectrum, company analysis is key to investment success

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