Short selling | Investment Executive https://www.investmentexecutive.com/tag/short-selling/ Canada's news source for financial professionals Thu, 02 Apr 2026 20:53:04 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Short selling | Investment Executive https://www.investmentexecutive.com/tag/short-selling/ 32 32 CIRO proposes short-selling reforms https://www.investmentexecutive.com/news/from-the-regulators/ciro-proposes-short-selling-reforms/ Thu, 02 Apr 2026 20:53:04 +0000 https://www.investmentexecutive.com/?p=535513 SRO drops mandatory close-out proposal, adds new conduct-based approach

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]]> Short-selling dealers stay secret https://www.investmentexecutive.com/news/short-selling-dealers-stay-secret/ Fri, 27 Mar 2026 20:20:08 +0000 https://www.investmentexecutive.com/?p=534995 IPC upholds OSC decision to preserve privacy of dealers in failed trade study

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]]> SEC settles IR guy’s false Buffett claim https://www.investmentexecutive.com/news/sec-settles-ir-guys-false-buffett-claim/ Thu, 26 Feb 2026 20:28:16 +0000 https://www.investmentexecutive.com/?p=532710 Scheme to boost stock price claimed that Berkshire bought insurer's stock

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]]> Six arrested in probe of U.K. housing REIT https://www.investmentexecutive.com/news/six-arrested-in-probe-of-u-k-housing-reit/ Thu, 15 Jan 2026 15:18:02 +0000 https://www.investmentexecutive.com/?p=529471 Concerns about company were raised by short sellers in 2022

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]]> FCA proposes reforms to short-selling rules https://www.investmentexecutive.com/news/fca-proposes-reforms-to-short-selling-rules/ Tue, 28 Oct 2025 19:47:36 +0000 https://www.investmentexecutive.com/?p=523838 U.K. regulator seeks to reduce reporting burden, barrier to short activity

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]]> OSC takes aim at abusive short-selling https://www.investmentexecutive.com/news/from-the-regulators/osc-takes-aim-at-abusive-short-selling/ Thu, 05 Jun 2025 17:12:04 +0000 https://www.investmentexecutive.com/?p=511798 Regulator proposes broad prohibition on trading in connection with offerings

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]]> Ontario beefing up enforcement tools, sanctions https://www.investmentexecutive.com/news/industry-news/ontario-beefing-up-enforcement-tools-sanctions/ Fri, 16 May 2025 15:13:33 +0000 https://www.investmentexecutive.com/?p=509977 Budget boosts penalties, SRO powers, short selling rules

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]]> Shareholder activists stay busy https://www.investmentexecutive.com/news/industry-news/shareholder-activists-stay-busy/ Fri, 21 Feb 2025 20:22:43 +0000 https://www.investmentexecutive.com/?p=502997 Activism focused on increased M&A activity is expected in 2025

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]]> SEC sanctions Robinhood violations https://www.investmentexecutive.com/news/from-the-regulators/sec-sanctions-robinhood-violations/ Tue, 14 Jan 2025 18:24:16 +0000 https://www.investmentexecutive.com/?p=500178 Firms pay US$45 million to settle trade reporting, recordkeeping violations

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]]> CIRO floats short-selling reforms https://www.investmentexecutive.com/news/from-the-regulators/ciro-floats-short-selling-reforms/ Thu, 09 Jan 2025 20:10:24 +0000 https://www.investmentexecutive.com/?p=499895 SRO proposes mandatory close-out requirements that aim to prevent failed trades, align with U.S. regime

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