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Keyword: securities regulation

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Regulators plan to unveil new reporting framework in 2018

Gavel and legal books

More attention needs to be paid to enhancing market efficiency by lowering costs and lightening the regulatory burden for registrants

Association ask SEC to give compliance date extension

Implementation is most advanced with respect to hedge funds, structured products and the oversight of credit rating agencies

SEC, European Commission take co-ordinated action

Applicants should have an excellent knowledge of Ontario securities law and significant practice experience in securities litigation

There is still a need for experienced investigators to go through findings and use judgment

Emerging themes in global regulatory reform

Sian Burgess, senior vice-president, fund oversight, Fidelity Investments Canada ULC, discusses international regulatory reforms in Europe, the United Kingdom and the United States. She spoke from the IFIC annual leadership conference in Toronto.