Regulators plan to unveil new reporting framework in 2018
More attention needs to be paid to enhancing market efficiency by lowering costs and lightening the regulatory burden for registrants
Association ask SEC to give compliance date extension
Implementation is most advanced with respect to hedge funds, structured products and the oversight of credit rating agencies
SEC, European Commission take co-ordinated action
Applicants should have an excellent knowledge of Ontario securities law and significant practice experience in securities litigation
There is still a need for experienced investigators to go through findings and use judgment
Sian Burgess, senior vice-president, fund oversight, Fidelity Investments Canada ULC, discusses international regulatory reforms in Europe, the United Kingdom and the United States. She spoke from the IFIC annual leadership conference in Toronto.