Securities law | Investment Executive https://www.investmentexecutive.com/tag/securities-law/ Canada's news source for financial professionals Fri, 30 Jan 2026 19:02:00 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Securities law | Investment Executive https://www.investmentexecutive.com/tag/securities-law/ 32 32 Court warns Binance not to push arbitration https://www.investmentexecutive.com/news/court-warns-binance-not-to-push-arbitration/ Fri, 30 Jan 2026 19:02:00 +0000 https://www.investmentexecutive.com/?p=530740 Crypto firm advised against Hong Kong proceeding for class action plaintiffs

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]]> OSC’s disclosure issues didn’t justify stay: Tribunal https://www.investmentexecutive.com/news/oscs-disclosure-issues-didnt-justify-stay-tribunal/ Mon, 26 Jan 2026 14:40:19 +0000 https://www.investmentexecutive.com/?p=530149 Panel sought alternative remedy to address disclosure concerns

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]]> Tribunal denies confidentiality, stay motions https://www.investmentexecutive.com/news/tribunal-denies-confidentiality-stay-motions/ Mon, 19 Jan 2026 21:58:00 +0000 https://www.investmentexecutive.com/?p=529748 Panel stresses "open courts" principle in denying closed door hearing

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]]> Supreme Court upholds investor’s right to sue https://www.investmentexecutive.com/news/supreme-court-upholds-investors-right-to-sue/ Fri, 28 Nov 2025 16:46:50 +0000 https://www.investmentexecutive.com/?p=526544 Terms in securities law shouldn't be interpreted restrictively: SCC

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]]> BCSC forfeiture effort can go ahead, despite delay https://www.investmentexecutive.com/news/bcsc-forfeiture-effort-can-go-ahead-despite-delay/ Fri, 21 Nov 2025 19:10:57 +0000 https://www.investmentexecutive.com/?p=526082 Court finds it's in the interests of justice for BCSC action to continue

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]]> Court orders AMF tribunal to consider settlement https://www.investmentexecutive.com/news/court-orders-amf-tribunal-to-consider-settlement/ Tue, 18 Nov 2025 18:36:55 +0000 https://www.investmentexecutive.com/?p=525700 Adjudicator declined to review settlement before long enforcement hearing

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]]> Court upholds tribunal’s findings in crypto case https://www.investmentexecutive.com/news/from-the-regulators/court-upholds-tribunals-findings-in-crypto-case/ Fri, 14 Nov 2025 12:00:40 +0000 https://www.investmentexecutive.com/?p=525407 Absent overriding error, panel's decisions should get deference, court says

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]]> Court orders costs in failed trailer fee class action https://www.investmentexecutive.com/news/from-the-regulators/court-orders-costs-in-failed-trailer-fee-class-action/ Mon, 29 Sep 2025 19:12:32 +0000 https://www.investmentexecutive.com/?p=521420 Effort to sue discount brokers over trailer fees ends with plaintiffs paying

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]]> Appeal court upholds proposed class action https://www.investmentexecutive.com/news/from-the-regulators/appeal-court-upholds-proposed-class-action/ Fri, 05 Sep 2025 14:11:20 +0000 https://www.investmentexecutive.com/?p=519204 Medical imaging firm faces allegations it made material misrepresentations in its disclosures

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]]> BCSC’s collection action gets green light https://www.investmentexecutive.com/news/from-the-regulators/bcscs-collection-action-gets-green-light/ Wed, 13 Aug 2025 19:12:49 +0000 https://www.investmentexecutive.com/?p=517441 Court upholds effort to recover $21.7 million order from fraudster's wife

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