Securities law | Investment Executive https://www.investmentexecutive.com/tag/securities-law/ Canada's news source for financial professionals Fri, 28 Nov 2025 16:46:50 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Securities law | Investment Executive https://www.investmentexecutive.com/tag/securities-law/ 32 32 Supreme Court upholds investor’s right to sue https://www.investmentexecutive.com/news/supreme-court-upholds-investors-right-to-sue/ Fri, 28 Nov 2025 16:46:50 +0000 https://www.investmentexecutive.com/?p=526544 Terms in securities law shouldn't be interpreted restrictively: SCC

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]]> BCSC forfeiture effort can go ahead, despite delay https://www.investmentexecutive.com/news/bcsc-forfeiture-effort-can-go-ahead-despite-delay/ Fri, 21 Nov 2025 19:10:57 +0000 https://www.investmentexecutive.com/?p=526082 Court finds it's in the interests of justice for BCSC action to continue

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]]> Court orders AMF tribunal to consider settlement https://www.investmentexecutive.com/news/court-orders-amf-tribunal-to-consider-settlement/ Tue, 18 Nov 2025 18:36:55 +0000 https://www.investmentexecutive.com/?p=525700 Adjudicator declined to review settlement before long enforcement hearing

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]]> Court upholds tribunal’s findings in crypto case https://www.investmentexecutive.com/news/from-the-regulators/court-upholds-tribunals-findings-in-crypto-case/ Fri, 14 Nov 2025 12:00:40 +0000 https://www.investmentexecutive.com/?p=525407 Absent overriding error, panel's decisions should get deference, court says

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]]> Court orders costs in failed trailer fee class action https://www.investmentexecutive.com/news/from-the-regulators/court-orders-costs-in-failed-trailer-fee-class-action/ Mon, 29 Sep 2025 19:12:32 +0000 https://www.investmentexecutive.com/?p=521420 Effort to sue discount brokers over trailer fees ends with plaintiffs paying

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]]> Appeal court upholds proposed class action https://www.investmentexecutive.com/news/from-the-regulators/appeal-court-upholds-proposed-class-action/ Fri, 05 Sep 2025 14:11:20 +0000 https://www.investmentexecutive.com/?p=519204 Medical imaging firm faces allegations it made material misrepresentations in its disclosures

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]]> BCSC’s collection action gets green light https://www.investmentexecutive.com/news/from-the-regulators/bcscs-collection-action-gets-green-light/ Wed, 13 Aug 2025 19:12:49 +0000 https://www.investmentexecutive.com/?p=517441 Court upholds effort to recover $21.7 million order from fraudster's wife

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]]> SEC dismantling crypto enforcement: commissioner https://www.investmentexecutive.com/news/from-the-regulators/sec-dismantling-crypto-enforcement-commissioner/ Fri, 09 May 2025 21:00:09 +0000 https://www.investmentexecutive.com/?p=509515 Regulator settles with crypto firm, cutting sanctions

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]]> Challenge to BCSC investigation revived on appeal https://www.investmentexecutive.com/news/from-the-regulators/challenge-to-bcsc-investigation-revived-on-appeal/ Tue, 06 May 2025 16:51:31 +0000 https://www.investmentexecutive.com/?p=509101 Ex-rep should be allowed to pursue claim of "bad faith" against regulator

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]]> Court upholds insider tipping ruling https://www.investmentexecutive.com/news/from-the-regulators/court-upholds-insider-tipping-ruling/ Thu, 24 Apr 2025 18:35:38 +0000 https://www.investmentexecutive.com/?p=508027 Appeal of tribunal's rulings on merits, Charter issues, sanctions all rejected

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