Securities law | Investment Executive https://www.investmentexecutive.com/tag/securities-law/ Canada's news source for financial professionals Thu, 19 Mar 2026 20:26:26 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Securities law | Investment Executive https://www.investmentexecutive.com/tag/securities-law/ 32 32 Supreme Court denies leave in mutual fund case https://www.investmentexecutive.com/news/supreme-court-denies-leave-in-mutual-fund-case/ Thu, 19 Mar 2026 20:21:15 +0000 https://www.investmentexecutive.com/?p=534328 Appeal denied in tax case that called for strict securities law compliance

The post Supreme Court denies leave in mutual fund case appeared first on Investment Executive.

]]> BCSC pursues disgorgement in long-running case https://www.investmentexecutive.com/news/bcsc-pursues-disgorgement-in-long-running-case/ Wed, 18 Mar 2026 17:12:54 +0000 https://www.investmentexecutive.com/?p=534177 Panel lifts stay, refines order in case that led to landmark ruling

The post BCSC pursues disgorgement in long-running case appeared first on Investment Executive.

]]> SEC redefines crypto’s securities status https://www.investmentexecutive.com/news/sec-redefines-cryptos-securities-status/ Wed, 18 Mar 2026 13:39:21 +0000 https://www.investmentexecutive.com/?p=534073 Only tokenized securities count under new guidance that also clarifies landmark legal test

The post SEC redefines crypto’s securities status appeared first on Investment Executive.

]]> Closet indexing class action against CIBC certified https://www.investmentexecutive.com/news/closet-indexing-class-action-against-cibc-certified/ Wed, 11 Feb 2026 22:06:27 +0000 https://www.investmentexecutive.com/?p=531575 B.C. court finds plaintiffs furnished evidence of potential closet indexing

The post Closet indexing class action against CIBC certified appeared first on Investment Executive.

]]> Court warns Binance not to push arbitration https://www.investmentexecutive.com/news/court-warns-binance-not-to-push-arbitration/ Fri, 30 Jan 2026 19:02:00 +0000 https://www.investmentexecutive.com/?p=530740 Crypto firm advised against Hong Kong proceeding for class action plaintiffs

The post Court warns Binance not to push arbitration appeared first on Investment Executive.

]]> OSC’s disclosure issues didn’t justify stay: Tribunal https://www.investmentexecutive.com/news/oscs-disclosure-issues-didnt-justify-stay-tribunal/ Mon, 26 Jan 2026 14:40:19 +0000 https://www.investmentexecutive.com/?p=530149 Panel sought alternative remedy to address disclosure concerns

The post OSC’s disclosure issues didn’t justify stay: Tribunal appeared first on Investment Executive.

]]> Tribunal denies confidentiality, stay motions https://www.investmentexecutive.com/news/tribunal-denies-confidentiality-stay-motions/ Mon, 19 Jan 2026 21:58:00 +0000 https://www.investmentexecutive.com/?p=529748 Panel stresses "open courts" principle in denying closed door hearing

The post Tribunal denies confidentiality, stay motions appeared first on Investment Executive.

]]> Supreme Court upholds investor’s right to sue https://www.investmentexecutive.com/news/supreme-court-upholds-investors-right-to-sue/ Fri, 28 Nov 2025 16:46:50 +0000 https://www.investmentexecutive.com/?p=526544 Terms in securities law shouldn't be interpreted restrictively: SCC

The post Supreme Court upholds investor’s right to sue appeared first on Investment Executive.

]]> BCSC forfeiture effort can go ahead, despite delay https://www.investmentexecutive.com/news/bcsc-forfeiture-effort-can-go-ahead-despite-delay/ Fri, 21 Nov 2025 19:10:57 +0000 https://www.investmentexecutive.com/?p=526082 Court finds it's in the interests of justice for BCSC action to continue

The post BCSC forfeiture effort can go ahead, despite delay appeared first on Investment Executive.

]]> Court orders AMF tribunal to consider settlement https://www.investmentexecutive.com/news/court-orders-amf-tribunal-to-consider-settlement/ Tue, 18 Nov 2025 18:36:55 +0000 https://www.investmentexecutive.com/?p=525700 Adjudicator declined to review settlement before long enforcement hearing

The post Court orders AMF tribunal to consider settlement appeared first on Investment Executive.

]]>