SEC | Investment Executive https://www.investmentexecutive.com/tag/sec/ Canada's news source for financial professionals Fri, 05 Sep 2025 22:02:51 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png SEC | Investment Executive https://www.investmentexecutive.com/tag/sec/ 32 32 Brokers’ assets rise faster than regulatory costs: SEC https://www.investmentexecutive.com/news/from-the-regulators/brokers-assets-rise-faster-than-regulatory-costs-sec/ Fri, 05 Sep 2025 22:02:50 +0000 https://www.investmentexecutive.com/?p=519338 New data shows that industry costs as a share of assets declined since 2010

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]]> Newswire developer sentenced for insider trading https://www.investmentexecutive.com/news/from-the-regulators/newswire-developer-sentenced-for-insider-trading/ Wed, 06 Aug 2025 16:59:34 +0000 https://www.investmentexecutive.com/?p=516861 Pair allegedly traded on inside information gleaned from corporate press releases

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]]> Trump signs new stablecoin regulations into law https://www.investmentexecutive.com/news/from-the-regulators/trump-signs-new-stablecoin-regulations-into-law/ Fri, 18 Jul 2025 21:05:44 +0000 https://www.investmentexecutive.com/?p=515640 GENIUS Act marks a turning point for crypto assets industry

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