Robo-advisors – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 11 Apr 2024 19:46:24 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Robo-advisors – Investment Executive https://www.investmentexecutive.com 32 32 CIRO sketches three-year strategic vision https://www.investmentexecutive.com/news/from-the-regulators/ciro-sketches-three-year-strategic-vision/ Thu, 11 Apr 2024 19:17:38 +0000 https://www.investmentexecutive.com/?p=483589 Expanding access to advice, standardizing KYC data collection on SRO's agenda

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]]> SEC tightens robo exemption https://www.investmentexecutive.com/news/from-the-regulators/sec-tightens-robo-exemption/ Wed, 27 Mar 2024 17:52:48 +0000 https://www.investmentexecutive.com/?p=482831 Regulator aims to bolster investor protection, modernize rules

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]]> SEC alleges advisers engaged in AI-washing https://www.investmentexecutive.com/news/from-the-regulators/sec-alleges-advisers-engaged-in-ai-washing/ Tue, 19 Mar 2024 17:05:20 +0000 https://www.investmentexecutive.com/?p=482302 Firms allegedly made misleading statements about their use of AI in investing strategies

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]]> OSC shines a light on “dark” arts of online investing https://www.investmentexecutive.com/news/from-the-regulators/osc-shines-a-light-on-dark-arts-of-online-investing/ Wed, 21 Feb 2024 19:15:10 +0000 https://www.investmentexecutive.com/?p=480811 Investors face risks from sludge, nudges and other hidden tactics

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]]> Household wealth growth to slow, evolve https://www.investmentexecutive.com/news/research-and-markets/household-wealth-growth-to-slow-evolve/ Wed, 22 Nov 2023 13:00:21 +0000 https://www.investmentexecutive.com/?p=475777 Households are facing the dual drags of inflation and higher interest rates, report says

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]]> OSC priorities include lifting limitations on advice https://www.investmentexecutive.com/news/from-the-regulators/osc-priorities-include-lifting-limitations-on-advice/ Thu, 16 Nov 2023 20:44:05 +0000 https://www.investmentexecutive.com/?p=475492 Regulators to explore the regulation, provision of advice online

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]]> SEC targets best-interest rules in broker reviews https://www.investmentexecutive.com/news/from-the-regulators/sec-targets-best-interest-rules-in-broker-reviews/ Mon, 16 Oct 2023 18:40:37 +0000 https://www.investmentexecutive.com/?p=473386 Regulator's exam division sets compliance priorities for 2024

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]]> Robo platform for private market investments launching this week https://www.investmentexecutive.com/news/products/robo-platform-for-private-market-investments-launching-this-week/ Mon, 02 Oct 2023 18:44:48 +0000 https://www.investmentexecutive.com/?p=472490 Toronto-based Obsiido plans to launch a service for advisors later this year

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]]> SEC sanctions firm over crypto hype https://www.investmentexecutive.com/news/from-the-regulators/sec-sanctions-firm-over-crypto-hype/ Mon, 21 Aug 2023 19:44:23 +0000 https://www.investmentexecutive.com/?p=470362 Robo-advisor violated rules when touting hypothetical performance

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]]> CFRs, crypto firms top OSC compliance reviews https://www.investmentexecutive.com/news/from-the-regulators/cfrs-crypto-firms-top-osc-compliance-reviews/ Thu, 27 Jul 2023 19:37:31 +0000 https://www.investmentexecutive.com/?p=469340 Report on industry conflicts to be published soon with CSA, CIRO

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