Robo-advisors | Investment Executive https://www.investmentexecutive.com/tag/robo-advisors/ Canada's news source for financial professionals Wed, 12 Nov 2025 19:03:30 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Robo-advisors | Investment Executive https://www.investmentexecutive.com/tag/robo-advisors/ 32 32 ‘Neo’ brokers bring neo risks too: IOSCO https://www.investmentexecutive.com/news/neo-brokers-bring-neo-risks-too-iosco/ Wed, 12 Nov 2025 19:03:30 +0000 https://www.investmentexecutive.com/?p=525233 Fee disclosure, conflicts of interest, consent pose investor protection issues

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]]> ESMA finds fund distribution is costly https://www.investmentexecutive.com/news/from-the-regulators/esma-finds-fund-distribution-is-costly/ Thu, 06 Nov 2025 21:28:19 +0000 https://www.investmentexecutive.com/?p=524836 Costs vary by distributor, fund and asset type, regulators conclude

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]]> OSC flags concerns with firms’ digital tactics https://www.investmentexecutive.com/news/osc-flags-concerns-with-firms-digital-tactics/ Wed, 22 Oct 2025 18:26:51 +0000 https://www.investmentexecutive.com/?p=523331 Firms using digital engagement practices for good and ill, review finds

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]]> CIRO proposes new guidance for DIY investing https://www.investmentexecutive.com/news/from-the-regulators/ciro-proposes-new-guidance-for-diy-investing/ Tue, 12 Aug 2025 13:00:00 +0000 https://www.investmentexecutive.com/?p=517314 SRO would allow discount brokers to boost communication with investors

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]]> Digital design matters, FCA finds https://www.investmentexecutive.com/news/from-the-regulators/digital-design-matters-fca-finds/ Fri, 01 Aug 2025 10:00:00 +0000 https://www.investmentexecutive.com/?p=516570 Regulator's research details how online design can hurt, and help, investors

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]]> SEC abandons long list of reform proposals https://www.investmentexecutive.com/news/from-the-regulators/sec-abandons-long-list-of-reform-proposals/ Tue, 17 Jun 2025 21:31:18 +0000 https://www.investmentexecutive.com/?p=512837 Wide range of proposals, from market structure to broker conflict issues, dropped

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]]> CIRO pushes retail data project to 2027 https://www.investmentexecutive.com/news/from-the-regulators/ciro-pushes-retail-data-project-to-2027/ Tue, 15 Apr 2025 10:00:57 +0000 https://www.investmentexecutive.com/?p=507190 Effort to gain insight on dealers' clients will seek data from year-end 2026

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]]> Robo advisor sanctioned over CFR shortcomings https://www.investmentexecutive.com/news/from-the-regulators/robo-advisor-sanctioned-over-cfr-shortcomings/ Tue, 03 Dec 2024 13:56:42 +0000 https://www.investmentexecutive.com/?p=497778 Compliance sweep in 2022 found WealthBar wasn't meeting new standards

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]]> Younger investors less loyal, less trusting of advisors https://www.investmentexecutive.com/news/industry-news/younger-investors-less-loyal-less-trusting-of-advisors/ Wed, 16 Oct 2024 15:43:36 +0000 https://www.investmentexecutive.com/?p=494871 Survey suggests financial advisors emphasize value, build trust, communicate regularly

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]]> Wealthsimple reveals it’s profitable after 10 years in operation https://www.investmentexecutive.com/news/industry-news/wealthsimple-reveals-its-profitable-after-10-years-in-operation/ Wed, 18 Sep 2024 12:44:54 +0000 https://www.investmentexecutive.com/?p=493000 Company aims to rival the big banks, by having more than a trillion dollars in AUA

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