risk | Investment Executive https://www.investmentexecutive.com/tag/risk/ Canada's news source for financial professionals Thu, 19 Mar 2026 18:40:16 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png risk | Investment Executive https://www.investmentexecutive.com/tag/risk/ 32 32 CSA to test semi-annual reporting for venture market https://www.investmentexecutive.com/news/csa-to-test-semi-annual-reporting-for-venture-market/ Thu, 19 Mar 2026 18:37:27 +0000 https://www.investmentexecutive.com/?p=534291 Pilot project could lead to broader shift to less frequent reporting

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]]> IOSCO seeks improved oversight of OTC markets https://www.investmentexecutive.com/news/iosco-seeks-improved-oversight-of-otc-markets-2/ Thu, 19 Mar 2026 16:24:51 +0000 https://www.investmentexecutive.com/?p=534288 Regulators flag risk of buildup of large, opaque trading positions

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]]> FCA seeks faster response to growing cyber threat https://www.investmentexecutive.com/news/fca-seeks-faster-response-to-growing-cyber-threat/ Wed, 18 Mar 2026 17:33:28 +0000 https://www.investmentexecutive.com/?p=534173 New rules aim to make incident reporting easier, amid rising systemic risk

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]]> Big banks’ blockchain test a mixed bag https://www.investmentexecutive.com/news/big-banks-blockchain-test-a-mixed-bag/ Thu, 05 Mar 2026 21:01:27 +0000 https://www.investmentexecutive.com/?p=533247 Project reveals how potential gains are offset by added risks, costs

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]]> ESMA consults on avoiding groupthink at financials https://www.investmentexecutive.com/news/esma-consults-on-avoiding-groupthink-at-financials/ Wed, 25 Feb 2026 20:36:23 +0000 https://www.investmentexecutive.com/?p=532589 Regulators review suitability guidance for industry management

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]]> ESMA sanctions trade reporting breaches https://www.investmentexecutive.com/uncategorized/esma-sanctions-trade-reporting-breaches/ Fri, 20 Feb 2026 11:00:24 +0000 https://www.investmentexecutive.com/?p=532189 Regulator levies record fine against Luxembourg-based firm

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]]> FSB launches review of crisis readiness https://www.investmentexecutive.com/news/fsb-launches-review-of-crisis-readiness/ Thu, 19 Feb 2026 18:12:50 +0000 https://www.investmentexecutive.com/?p=532148 Group aims to beef up preparations for systemic stress events

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]]> Links between traditional, shadow banks a rising risk https://www.investmentexecutive.com/news/links-between-traditional-shadow-banks-a-rising-risk/ Thu, 12 Feb 2026 20:13:08 +0000 https://www.investmentexecutive.com/?p=531694 ECB report details stability risks arising from increasing interconnection

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]]> FSB flags repo market’s risk to global system https://www.investmentexecutive.com/news/fsb-flags-repo-markets-risk-to-global-system/ Fri, 06 Feb 2026 20:49:52 +0000 https://www.investmentexecutive.com/?p=531270 Report calls for action on data gaps, surveillance, leverage

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]]> AI’s next casualty may be asset-backed securities https://www.investmentexecutive.com/news/ais-next-casualty-may-be-asset-backed-securities/ Wed, 04 Feb 2026 14:05:29 +0000 https://www.investmentexecutive.com/?p=530968 Asset values could drop faster as AI adoption rises, Fitch warns

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