Risk management – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 30 Apr 2024 17:51:45 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Risk management – Investment Executive https://www.investmentexecutive.com 32 32 Market correction risks elevated, regulators caution https://www.investmentexecutive.com/news/from-the-regulators/market-correction-risks-elevated-regulators-caution/ Tue, 30 Apr 2024 17:38:28 +0000 https://www.investmentexecutive.com/?p=485010 Monetary policy uncertainty, geopolitical, cybersecurity risks abound, report says

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]]> FSB adopts standards for counterparty failures https://www.investmentexecutive.com/news/from-the-regulators/fsb-adopts-standards-for-counterparty-failures/ Thu, 25 Apr 2024 17:58:37 +0000 https://www.investmentexecutive.com/?p=484768 Global policy group calls for toolbox approach to CCP resolution

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]]> CSA extends crypto firms’ stablecoin deadline https://www.investmentexecutive.com/news/from-the-regulators/csa-extends-crypto-firms-stablecoin-deadline/ Wed, 17 Apr 2024 18:12:51 +0000 https://www.investmentexecutive.com/?p=484176 Crypto platforms get until Oct. 31 to meet CSA's interim rules

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]]> ESMA grapples with securities financing https://www.investmentexecutive.com/news/from-the-regulators/esma-grapples-with-securities-financing/ Tue, 09 Apr 2024 19:19:05 +0000 https://www.investmentexecutive.com/?p=483419 Regulator publishes first examination of opaque market segment

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]]> U.S. bank consolidation on pause, for now https://www.investmentexecutive.com/news/research-and-markets/u-s-bank-consolidation-on-pause-for-now/ Tue, 09 Apr 2024 19:10:06 +0000 https://www.investmentexecutive.com/?p=483429 Merger activity subdued, but the benefits of scale only continue to grow

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]]> BMO Nesbitt sanctioned for supervisory shortcomings https://www.investmentexecutive.com/news/from-the-regulators/bmo-nesbitt-sanctioned-for-supervisory-shortcomings/ Fri, 05 Apr 2024 20:57:46 +0000 https://www.investmentexecutive.com/?p=483279 Firm failed to adequately oversee rep's risky trading strategy, CIRO says

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]]> Risks arise as exchanges evolve, IOSCO says https://www.investmentexecutive.com/news/from-the-regulators/risks-arise-as-exchanges-evolve-iosco-says/ Thu, 04 Apr 2024 18:12:30 +0000 https://www.investmentexecutive.com/?p=483148 Expansion of business lines multiplies conflicts and regulatory challenges

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]]> FCA warns firms, finfluencers about misleading memes https://www.investmentexecutive.com/news/from-the-regulators/fca-warns-firms-finfluencers-about-misleading-memes/ Tue, 26 Mar 2024 18:46:58 +0000 https://www.investmentexecutive.com/?p=482753 Reels, streams and more must comply with rules against misleading ads, regulator says

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]]> Global debt growth poses looming challenge: OECD https://www.investmentexecutive.com/news/research-and-markets/global-debt-growth-poses-looming-challenge-oecd/ Thu, 07 Mar 2024 21:26:00 +0000 https://www.investmentexecutive.com/?p=481852 Highly-indebted countries could face a negative feedback loop

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]]> SEC climate rules likely to land in court https://www.investmentexecutive.com/news/from-the-regulators/sec-climate-rules-likely-to-land-in-court/ Wed, 06 Mar 2024 21:33:00 +0000 https://www.investmentexecutive.com/?p=481704 Industry, environmental groups gearing up for legal fight over disclosure requirements

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