Risk management | Investment Executive https://www.investmentexecutive.com/tag/risk-management/ Canada's news source for financial professionals Tue, 16 Dec 2025 21:07:42 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Risk management | Investment Executive https://www.investmentexecutive.com/tag/risk-management/ 32 32 FCA consults on crypto rules https://www.investmentexecutive.com/news/fca-consults-on-crypto-rules-3/ Tue, 16 Dec 2025 21:07:42 +0000 https://www.investmentexecutive.com/?p=527876 U.K. regulator's proposals aim to support innovation while protecting consumers

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]]> ASX put shareholders before market, investors: ASIC https://www.investmentexecutive.com/news/from-the-regulators/asx-put-shareholders-before-market-investors-asic/ Mon, 15 Dec 2025 21:40:44 +0000 https://www.investmentexecutive.com/?p=527757 Exchange agrees to reforms, capital hit to address concerns raised by review

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]]> FCA fines lender £44m for anti-crime control failings https://www.investmentexecutive.com/news/from-the-regulators/fca-fines-lender-44m-for-anti-crime-control-failings/ Fri, 12 Dec 2025 19:19:22 +0000 https://www.investmentexecutive.com/?p=527673 Firm self-reported weaknesses in controls, beefed up compliance

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]]> FINTRAC seeks sanctions on money transfer firm https://www.investmentexecutive.com/news/from-the-regulators/fintrac-seeks-sanctions-on-money-transfer-firm/ Thu, 11 Dec 2025 19:37:45 +0000 https://www.investmentexecutive.com/?p=527560 Agency alleges breaches discovered in compliance exam

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]]> Basel Committee beefs up outsourcing principles https://www.investmentexecutive.com/news/from-the-regulators/basel-committee-beefs-up-outsourcing-principles/ Wed, 10 Dec 2025 20:02:21 +0000 https://www.investmentexecutive.com/?p=527424 Regulators tackle increased digitalization of finance, reliance on tech

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]]> FCA consults on fund liquidity reforms https://www.investmentexecutive.com/news/from-the-regulators/fca-consults-on-fund-liquidity-reforms/ Tue, 09 Dec 2025 20:03:39 +0000 https://www.investmentexecutive.com/?p=527354 U.K. the latest to tackle concerns about liquidity risk management

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]]> Crypto hype a growing risk for banks: Fitch https://www.investmentexecutive.com/news/research-and-markets/crypto-hype-a-growing-risk-for-banks-fitch/ Tue, 09 Dec 2025 19:15:56 +0000 https://www.investmentexecutive.com/?p=527349 Despite U.S. government enthusiasm, crypto rise threatens financial system  

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]]> FCA reforms aim to amp up retail risk-taking https://www.investmentexecutive.com/news/fca-reforms-aim-to-amp-up-retail-risk-taking/ Mon, 08 Dec 2025 20:28:10 +0000 https://www.investmentexecutive.com/?p=527232 Disclosure rules eased, lines between pro, retail investors redrawn

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]]> Global housing prices to rise in 2026: Fitch https://www.investmentexecutive.com/news/global-housing-prices-to-rise-in-2026-fitch/ Mon, 08 Dec 2025 20:11:44 +0000 https://www.investmentexecutive.com/?p=527236 Ongoing supply constraints support prices, even as demand softens

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]]> U.K. to explore growing private market risks https://www.investmentexecutive.com/news/u-k-to-explore-growing-private-market-risks/ Thu, 04 Dec 2025 19:20:34 +0000 https://www.investmentexecutive.com/?p=527039 Bank of England to stress test private markets

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