retail investors | Investment Executive https://www.investmentexecutive.com/tag/retail-investors/ Canada's news source for financial professionals Wed, 17 Dec 2025 19:30:33 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png retail investors | Investment Executive https://www.investmentexecutive.com/tag/retail-investors/ 32 32 CIRO wants to tear down the barriers to online advice https://www.investmentexecutive.com/news/ciro-wants-to-tear-down-the-barriers-to-online-advice/ Wed, 17 Dec 2025 19:30:33 +0000 https://www.investmentexecutive.com/?p=527997 SRO launches review of policy framework for the provision of advice

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]]> Speeding dispute resolution for older, ill investors https://www.investmentexecutive.com/news/from-the-regulators/speeding-dispute-resolution-for-older-ill-investors/ Tue, 09 Dec 2025 20:28:18 +0000 https://www.investmentexecutive.com/?p=527360 FINRA to accelerate arbitration process for vulnerable clients

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]]> FCA reforms aim to amp up retail risk-taking https://www.investmentexecutive.com/news/fca-reforms-aim-to-amp-up-retail-risk-taking/ Mon, 08 Dec 2025 20:28:10 +0000 https://www.investmentexecutive.com/?p=527232 Disclosure rules eased, lines between pro, retail investors redrawn

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]]> ESMA targets retail conflicts of interest https://www.investmentexecutive.com/news/esma-targets-retail-conflicts-of-interest/ Wed, 03 Dec 2025 20:05:18 +0000 https://www.investmentexecutive.com/?p=526916 Compliance review will examine industry conflicts with investors' interests

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]]> New ATS promises trading innovation https://www.investmentexecutive.com/news/new-ats-promises-trading-innovation/ Fri, 21 Nov 2025 19:40:49 +0000 https://www.investmentexecutive.com/?p=526105 Trading venue plans to offer fractional trading, extended hours

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]]> Questrade launches new trading platform https://www.investmentexecutive.com/news/questrade-launches-new-trading-platform/ Thu, 20 Nov 2025 15:40:18 +0000 https://www.investmentexecutive.com/?p=525935 Moves comes as online brokerages ramp up competition

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]]> CIRO shelves client data project https://www.investmentexecutive.com/news/ciro-shelves-client-data-project/ Wed, 22 Oct 2025 16:34:22 +0000 https://www.investmentexecutive.com/?p=523324 Regulator puts twice-delayed research effort on backburner

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]]> Europe’s fund managers ripe for consolidation https://www.investmentexecutive.com/news/europes-fund-managers-ripe-for-consolidation/ Fri, 10 Oct 2025 17:12:01 +0000 https://www.investmentexecutive.com/?p=522416 Deals to add scale, and acquisitions by banks likely, Fitch says

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]]> Canada’s money funds no source of stress https://www.investmentexecutive.com/news/canadas-money-funds-no-source-of-stress/ Fri, 10 Oct 2025 13:41:00 +0000 https://www.investmentexecutive.com/?p=522331 Retail investors help curb Canadian funds liquidity risks: research

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]]> Alt managers’ outlook stable: Fitch https://www.investmentexecutive.com/news/alt-managers-outlook-stable-fitch/ Wed, 08 Oct 2025 18:01:22 +0000 https://www.investmentexecutive.com/?p=522248 Despite challenges, sector's results remain solid, growth prospects bright

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