retail investors | Investment Executive https://www.investmentexecutive.com/tag/retail-investors/ Canada's news source for financial professionals Tue, 03 Mar 2026 14:20:25 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.1 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png retail investors | Investment Executive https://www.investmentexecutive.com/tag/retail-investors/ 32 32 IOSCO launches AI-focused hackathon https://www.investmentexecutive.com/news/iosco-launches-ai-focused-hackathon/ Tue, 03 Mar 2026 14:20:25 +0000 https://www.investmentexecutive.com/?p=533005 Contest to seek solutions to help investors deal with risks, opportunities

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]]> Latest OBSI review kicks off https://www.investmentexecutive.com/news/from-the-regulators/latest-obsi-review-kicks-off/ Mon, 02 Mar 2026 09:00:16 +0000 https://www.investmentexecutive.com/?p=532892 New evaluation comes amid regulators' ongoing reform work

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]]> Investor protection follows function, not form: ESMA https://www.investmentexecutive.com/news/investor-protection-follows-function-not-form-esma/ Tue, 24 Feb 2026 19:37:38 +0000 https://www.investmentexecutive.com/?p=532506 CFD rules may apply to other products, such as crypto derivatives, regs say

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]]> Younger Canadians lead in ETF adoption: study https://www.investmentexecutive.com/news/younger-canadians-lead-in-etf-adoption-study/ Tue, 10 Feb 2026 17:17:38 +0000 https://www.investmentexecutive.com/?p=531370 Fees, ease of access are key considerations for investors when selecting an ETF

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]]> Investor access to risky products a priority for IOSCO https://www.investmentexecutive.com/news/investor-access-to-risky-products-a-priority-for-iosco/ Mon, 09 Feb 2026 20:26:57 +0000 https://www.investmentexecutive.com/?p=531345 Regulators flag retail investor issues, market structure, resilience for 2026

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]]> Fortress pair get five years, fined $24.4 million https://www.investmentexecutive.com/news/fortress-pair-get-five-years-fined-24-4-million/ Tue, 03 Feb 2026 14:21:55 +0000 https://www.investmentexecutive.com/?p=530892 Scheme targeted "mom and pop" investors, court said

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]]> U.K. regulator undertakes AI inquiry https://www.investmentexecutive.com/news/u-k-regulator-undertakes-ai-inquiry/ Tue, 27 Jan 2026 19:55:05 +0000 https://www.investmentexecutive.com/?p=530372 FCA review will examine expected impact of AI on retail financial markets

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]]> Investor sentiment slid last year, despite strong markets: survey https://www.investmentexecutive.com/news/industry-news/investor-sentiment-slid-last-year-despite-strong-markets-survey/ Wed, 21 Jan 2026 17:23:42 +0000 https://www.investmentexecutive.com/?p=529903 44% of respondents felt negative about their investments, up from 32% in 2024

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]]> Alt managers’ outlook stable, despite risks: Fitch https://www.investmentexecutive.com/uncategorized/alt-managers-outlook-stable-despite-risks-fitch/ Wed, 21 Jan 2026 13:00:55 +0000 https://www.investmentexecutive.com/?p=529865 Investment climate challenging, but M&A rebound to boost deals

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]]> ASIC review flags compliance issues in CFD sector https://www.investmentexecutive.com/news/asic-review-flags-compliance-issues-in-cfd-sector/ Tue, 20 Jan 2026 19:59:05 +0000 https://www.investmentexecutive.com/?p=529839 Aussie regulator reports A$40 million returned to investors as part of review

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