Regulatory | Investment Executive https://www.investmentexecutive.com/tag/regulatory/ Canada's news source for financial professionals Fri, 05 Sep 2025 21:48:23 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory | Investment Executive https://www.investmentexecutive.com/tag/regulatory/ 32 32 LSE to open roof to high-speed rivals https://www.investmentexecutive.com/news/from-the-regulators/lse-to-open-roof-to-high-speed-rivals/ Fri, 05 Sep 2025 21:47:24 +0000 https://www.investmentexecutive.com/?p=519300 FCA investigating possible competition concern in data access 

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]]> Fifth man charged in alleged £3.9M water investment scam https://www.investmentexecutive.com/news/from-the-regulators/fifth-man-charged-in-alleged-3-9m-water-investment-scam/ Fri, 14 Mar 2025 15:36:21 +0000 https://www.investmentexecutive.com/?p=504581 The men allegedly lied to investors about how their capital would be invested, returns they would receive: FCA

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