Regulatory reform | Investment Executive https://www.investmentexecutive.com/tag/regulatory-reform/ Canada's news source for financial professionals Wed, 17 Dec 2025 19:30:33 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory reform | Investment Executive https://www.investmentexecutive.com/tag/regulatory-reform/ 32 32 CIRO wants to tear down the barriers to online advice https://www.investmentexecutive.com/uncategorized/ciro-wants-to-tear-down-the-barriers-to-online-advice/ Wed, 17 Dec 2025 19:30:33 +0000 https://www.investmentexecutive.com/?p=527997 SRO launches review of policy framework for the provision of advice

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]]> LIBOR scandal, what LIBOR scandal? https://www.investmentexecutive.com/uncategorized/libor-scandal-what-libor-scandal/ Wed, 17 Dec 2025 19:17:39 +0000 https://www.investmentexecutive.com/?p=528010 U.K. proposes to ease benchmark regulation adopted after manipulation

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]]> FCA consults on crypto rules https://www.investmentexecutive.com/news/fca-consults-on-crypto-rules-3/ Tue, 16 Dec 2025 21:07:42 +0000 https://www.investmentexecutive.com/?p=527876 U.K. regulator's proposals aim to support innovation while protecting consumers

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]]> Bank capital reforms in Europe to take time: Moody’s https://www.investmentexecutive.com/news/research-and-markets/bank-capital-reforms-in-europe-to-take-time-moodys/ Tue, 16 Dec 2025 14:19:07 +0000 https://www.investmentexecutive.com/?p=527771 ECB's reform proposals may face pushback from banks, policymakers

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]]> ASX put shareholders before market, investors: ASIC https://www.investmentexecutive.com/news/from-the-regulators/asx-put-shareholders-before-market-investors-asic/ Mon, 15 Dec 2025 21:40:44 +0000 https://www.investmentexecutive.com/?p=527757 Exchange agrees to reforms, capital hit to address concerns raised by review

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]]> Post-crisis reforms boosting financial resilience https://www.investmentexecutive.com/news/from-the-regulators/post-crisis-reforms-boosting-financial-resilience/ Fri, 12 Dec 2025 19:13:38 +0000 https://www.investmentexecutive.com/?p=527668 IOSCO, Basel review finds higher margin in OTC derivatives markets

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]]> FCA tackles U.K.’s large advice gap https://www.investmentexecutive.com/news/from-the-regulators/fca-tackles-u-k-s-large-advice-gap/ Thu, 11 Dec 2025 21:51:57 +0000 https://www.investmentexecutive.com/?p=527609 Regulator details plans for "targeted support" framework to launch in 2026

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]]> Basel Committee beefs up outsourcing principles https://www.investmentexecutive.com/news/from-the-regulators/basel-committee-beefs-up-outsourcing-principles/ Wed, 10 Dec 2025 20:02:21 +0000 https://www.investmentexecutive.com/?p=527424 Regulators tackle increased digitalization of finance, reliance on tech

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]]> FCA consults on fund liquidity reforms https://www.investmentexecutive.com/news/from-the-regulators/fca-consults-on-fund-liquidity-reforms/ Tue, 09 Dec 2025 20:03:39 +0000 https://www.investmentexecutive.com/?p=527354 U.K. the latest to tackle concerns about liquidity risk management

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]]> FCA reforms aim to amp up retail risk-taking https://www.investmentexecutive.com/news/fca-reforms-aim-to-amp-up-retail-risk-taking/ Mon, 08 Dec 2025 20:28:10 +0000 https://www.investmentexecutive.com/?p=527232 Disclosure rules eased, lines between pro, retail investors redrawn

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