Regulatory reform | Investment Executive https://www.investmentexecutive.com/tag/regulatory-reform/ Canada's news source for financial professionals Thu, 04 Dec 2025 19:33:23 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory reform | Investment Executive https://www.investmentexecutive.com/tag/regulatory-reform/ 32 32 Europe pushes single financial market reforms https://www.investmentexecutive.com/uncategorized/europe-pushes-single-financial-market-reforms/ Thu, 04 Dec 2025 19:33:23 +0000 https://www.investmentexecutive.com/?p=527042 Policymakers propose measures to integrate, harmonize markets

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]]> CIRO to issue final dealer rules in February https://www.investmentexecutive.com/news/ciro-to-issue-final-dealer-rules-in-february/ Wed, 03 Dec 2025 22:32:17 +0000 https://www.investmentexecutive.com/?p=526952 Final consultation on merged dealer rules will get 120-day comment period

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]]> U.S. groups lobby for weaker bank capital rules https://www.investmentexecutive.com/news/u-s-groups-lobby-for-weaker-bank-capital-rules/ Tue, 02 Dec 2025 21:54:10 +0000 https://www.investmentexecutive.com/?p=526816 Lobbyists argue that looser rules on big banks will boost growth

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]]> FCA seeks more credibility for ESG ratings https://www.investmentexecutive.com/news/fca-seeks-more-credibility-for-esg-ratings/ Mon, 01 Dec 2025 19:52:30 +0000 https://www.investmentexecutive.com/?p=526664 Regulator consults on rules to boost trust, confidence in sustainability data

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]]> CSA proposes fund liquidity reforms https://www.investmentexecutive.com/news/csa-proposes-fund-liquidity-reforms/ Thu, 27 Nov 2025 21:40:17 +0000 https://www.investmentexecutive.com/?p=526480 Regulators aim to guard against systemic risk, bolster fund industry practices

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]]> EMD exemption falls flat, CSA asks why https://www.investmentexecutive.com/news/emd-exemption-falls-flat-csa-asks-why/ Thu, 27 Nov 2025 19:52:35 +0000 https://www.investmentexecutive.com/?p=526475 Regulators seek feedback on initiative that sparked little activity

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]]> SEC’s crypto enthusiasm poses risks to investors: WFE https://www.investmentexecutive.com/news/secs-crypto-enthusiasm-poses-risks-to-investors-wfe/ Thu, 27 Nov 2025 18:19:50 +0000 https://www.investmentexecutive.com/?p=526449 Group calls on regulator to keep crypto relief focused, limited

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]]> Easing listing rules tied to stronger IPO market: WFE https://www.investmentexecutive.com/news/easing-listing-rules-tied-to-stronger-ipo-market-wfe/ Wed, 26 Nov 2025 18:12:03 +0000 https://www.investmentexecutive.com/?p=526376 Liquidity, GDP growth essential, but relaxing rules helps too

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]]> FCA to save £100 million with trade reporting reform https://www.investmentexecutive.com/news/fca-to-save-100-million-with-trade-reporting-reform/ Tue, 25 Nov 2025 21:49:09 +0000 https://www.investmentexecutive.com/?p=526110 Streamlining reporting requirements to generate industry savings

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]]> Fed adopts rule cutting big banks’ capital demands https://www.investmentexecutive.com/news/fed-adopts-rule-cutting-big-banks-capital-demands/ Tue, 25 Nov 2025 21:33:16 +0000 https://www.investmentexecutive.com/?p=526328 A couple of governors express concerns about reforms' likely impact

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