Regulatory reform | Investment Executive https://www.investmentexecutive.com/tag/regulatory-reform/ Canada's news source for financial professionals Tue, 03 Feb 2026 19:21:13 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory reform | Investment Executive https://www.investmentexecutive.com/tag/regulatory-reform/ 32 32 U.K. regulators aim to help firms scale up https://www.investmentexecutive.com/news/u-k-regulators-aim-to-help-firms-scale-up/ Tue, 03 Feb 2026 19:21:13 +0000 https://www.investmentexecutive.com/?p=530947 FCA, PRA to help first launch cohort of firms navigate growth challenges

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]]> FCA consults on new climate disclosure rules https://www.investmentexecutive.com/news/from-the-regulators/fca-consults-on-new-climate-disclosure-rules/ Mon, 02 Feb 2026 13:00:03 +0000 https://www.investmentexecutive.com/?p=530752 U.K. regulator preparing to adopt international standards

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]]> OSFI consults on regime for industry accountability https://www.investmentexecutive.com/news/osfi-consults-on-regime-for-industry-accountability/ Thu, 29 Jan 2026 22:14:04 +0000 https://www.investmentexecutive.com/?p=530675 Regulator seeks suitability standards for senior industry personnel

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]]> TSX adopts streamlined dividend reporting https://www.investmentexecutive.com/news/tsx-adopts-streamlined-dividend-reporting/ Thu, 29 Jan 2026 19:38:07 +0000 https://www.investmentexecutive.com/?p=530629 Amid industry pushback, exchange scraps plan to increase notice requirements

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]]> CIRO’s fund rep fee hike approved https://www.investmentexecutive.com/news/ciros-fund-rep-fee-hike-approved/ Thu, 29 Jan 2026 19:27:17 +0000 https://www.investmentexecutive.com/?p=530624 New $300 fee per rep set to take effect April 1

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]]> New Brunswick bolsters investor protection https://www.investmentexecutive.com/news/new-brunswick-bolsters-investor-protection/ Wed, 28 Jan 2026 15:15:38 +0000 https://www.investmentexecutive.com/?p=530416 Bill raises enforcement penalties, enables binding dispute resolution

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]]> U.K. regulator undertakes AI inquiry https://www.investmentexecutive.com/news/u-k-regulator-undertakes-ai-inquiry/ Tue, 27 Jan 2026 19:55:05 +0000 https://www.investmentexecutive.com/?p=530372 FCA review will examine expected impact of AI on retail financial markets

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]]> U.S. bank M&A surges as regulation eases: Fitch https://www.investmentexecutive.com/news/u-s-bank-ma-surges-as-regulation-eases-fitch/ Mon, 26 Jan 2026 21:48:35 +0000 https://www.investmentexecutive.com/?p=530275 Shift in policy, economic climate followed by sharp rise in deal activity

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]]> Crypto sector, meet conduct standards, ethical duties https://www.investmentexecutive.com/news/crypto-sector-meet-conduct-standards-ethical-duties/ Fri, 23 Jan 2026 19:34:05 +0000 https://www.investmentexecutive.com/?p=530141 FCA consults on latest phase of new rules for crypto firms

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]]> CSA streamlines fund disclosure https://www.investmentexecutive.com/news/csa-streamlines-fund-disclosure/ Thu, 22 Jan 2026 20:07:33 +0000 https://www.investmentexecutive.com/?p=530064 Proposed new investor report, cost metric not part of initial reform

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