Regulatory burden | Investment Executive https://www.investmentexecutive.com/tag/regulatory-burden/ Canada's news source for financial professionals Wed, 25 Feb 2026 20:36:23 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.1 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory burden | Investment Executive https://www.investmentexecutive.com/tag/regulatory-burden/ 32 32 ESMA consults on avoiding groupthink at financials https://www.investmentexecutive.com/news/esma-consults-on-avoiding-groupthink-at-financials/ Wed, 25 Feb 2026 20:36:23 +0000 https://www.investmentexecutive.com/?p=532589 Regulators review suitability guidance for industry management

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]]> CIRO issues series of guidance updates https://www.investmentexecutive.com/uncategorized/ciro-issues-series-of-guidance-updates/ Tue, 24 Feb 2026 09:00:39 +0000 https://www.investmentexecutive.com/?p=532381 SRO modernizes market regulation guidance

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]]> SEC proposes to ease fund reporting requirements https://www.investmentexecutive.com/news/sec-proposes-to-ease-fund-reporting-requirements/ Wed, 18 Feb 2026 20:31:42 +0000 https://www.investmentexecutive.com/?p=532017 Regulator aims to reduce burden by relaxing portfolio reporting rules

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]]> CIRO ready to end dual-dealer model https://www.investmentexecutive.com/news/ciro-ready-to-end-dual-dealer-model/ Thu, 12 Feb 2026 19:00:53 +0000 https://www.investmentexecutive.com/?p=531585 SRO proposes consolidated rulebook, alongside end to dual registration

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]]> U.K. regulators aim to help firms scale up https://www.investmentexecutive.com/news/u-k-regulators-aim-to-help-firms-scale-up/ Tue, 03 Feb 2026 19:21:13 +0000 https://www.investmentexecutive.com/?p=530947 FCA, PRA to help first launch cohort of firms navigate growth challenges

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]]> TSX adopts streamlined dividend reporting https://www.investmentexecutive.com/news/tsx-adopts-streamlined-dividend-reporting/ Thu, 29 Jan 2026 19:38:07 +0000 https://www.investmentexecutive.com/?p=530629 Amid industry pushback, exchange scraps plan to increase notice requirements

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]]> CIRO’s fund rep fee hike approved https://www.investmentexecutive.com/news/ciros-fund-rep-fee-hike-approved/ Thu, 29 Jan 2026 19:27:17 +0000 https://www.investmentexecutive.com/?p=530624 New $300 fee per rep set to take effect April 1

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]]> CSA streamlines fund disclosure https://www.investmentexecutive.com/news/csa-streamlines-fund-disclosure/ Thu, 22 Jan 2026 20:07:33 +0000 https://www.investmentexecutive.com/?p=530064 Proposed new investor report, cost metric not part of initial reform

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]]> U.K., EU team up on overseeing critical tech suppliers https://www.investmentexecutive.com/news/u-k-eu-team-up-on-overseeing-critical-tech-suppliers/ Wed, 14 Jan 2026 19:55:00 +0000 https://www.investmentexecutive.com/?p=529438 Regulators sign MoU targeting operational resilience, incident recovery

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]]> ESMA unveils new digital strategy https://www.investmentexecutive.com/news/esma-unveils-new-digital-strategy/ Tue, 13 Jan 2026 21:52:58 +0000 https://www.investmentexecutive.com/?p=529332 Regs seek efficiency, innovation to facilitate single EU financial market

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