Regulatory burden | Investment Executive https://www.investmentexecutive.com/tag/regulatory-burden/ Canada's news source for financial professionals Thu, 29 Jan 2026 19:38:07 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory burden | Investment Executive https://www.investmentexecutive.com/tag/regulatory-burden/ 32 32 TSX adopts streamlined dividend reporting https://www.investmentexecutive.com/news/tsx-adopts-streamlined-dividend-reporting/ Thu, 29 Jan 2026 19:38:07 +0000 https://www.investmentexecutive.com/?p=530629 Amid industry pushback, exchange scraps plan to increase notice requirements

The post TSX adopts streamlined dividend reporting appeared first on Investment Executive.

]]> CIRO’s fund rep fee hike approved https://www.investmentexecutive.com/news/ciros-fund-rep-fee-hike-approved/ Thu, 29 Jan 2026 19:27:17 +0000 https://www.investmentexecutive.com/?p=530624 New $300 fee per rep set to take effect April 1

The post CIRO’s fund rep fee hike approved appeared first on Investment Executive.

]]> CSA streamlines fund disclosure https://www.investmentexecutive.com/news/csa-streamlines-fund-disclosure/ Thu, 22 Jan 2026 20:07:33 +0000 https://www.investmentexecutive.com/?p=530064 Proposed new investor report, cost metric not part of initial reform

The post CSA streamlines fund disclosure appeared first on Investment Executive.

]]> U.K., EU team up on overseeing critical tech suppliers https://www.investmentexecutive.com/news/u-k-eu-team-up-on-overseeing-critical-tech-suppliers/ Wed, 14 Jan 2026 19:55:00 +0000 https://www.investmentexecutive.com/?p=529438 Regulators sign MoU targeting operational resilience, incident recovery

The post U.K., EU team up on overseeing critical tech suppliers appeared first on Investment Executive.

]]> ESMA unveils new digital strategy https://www.investmentexecutive.com/news/esma-unveils-new-digital-strategy/ Tue, 13 Jan 2026 21:52:58 +0000 https://www.investmentexecutive.com/?p=529332 Regs seek efficiency, innovation to facilitate single EU financial market

The post ESMA unveils new digital strategy appeared first on Investment Executive.

]]> AMF announces 2026 fee hikes https://www.investmentexecutive.com/news/amf-announces-2026-fee-hikes/ Fri, 19 Dec 2025 14:04:43 +0000 https://www.investmentexecutive.com/?p=528150 Regulatory fees set to rise in line with consumer inflation

The post AMF announces 2026 fee hikes appeared first on Investment Executive.

]]> LIBOR scandal, what LIBOR scandal? https://www.investmentexecutive.com/news/libor-scandal-what-libor-scandal/ Wed, 17 Dec 2025 19:17:39 +0000 https://www.investmentexecutive.com/?p=528010 U.K. proposes to ease benchmark regulation adopted after manipulation

The post LIBOR scandal, what LIBOR scandal? appeared first on Investment Executive.

]]> SEC supports lifting constraints on equity research https://www.investmentexecutive.com/news/sec-supports-lifting-constraints-on-equity-research/ Mon, 08 Dec 2025 20:21:38 +0000 https://www.investmentexecutive.com/?p=527239 "Dot-com" era conflict restrictions no longer needed, regulator agrees

The post SEC supports lifting constraints on equity research appeared first on Investment Executive.

]]> Europe pushes single financial market reforms https://www.investmentexecutive.com/news/europe-pushes-single-financial-market-reforms/ Thu, 04 Dec 2025 19:33:23 +0000 https://www.investmentexecutive.com/?p=527042 Policymakers propose measures to integrate, harmonize markets

The post Europe pushes single financial market reforms appeared first on Investment Executive.

]]> Easing listing rules tied to stronger IPO market: WFE https://www.investmentexecutive.com/news/easing-listing-rules-tied-to-stronger-ipo-market-wfe/ Wed, 26 Nov 2025 18:12:03 +0000 https://www.investmentexecutive.com/?p=526376 Liquidity, GDP growth essential, but relaxing rules helps too

The post Easing listing rules tied to stronger IPO market: WFE appeared first on Investment Executive.

]]>