regulation | Investment Executive https://www.investmentexecutive.com/tag/regulation/ Canada's news source for financial professionals Thu, 09 Apr 2026 14:07:51 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png regulation | Investment Executive https://www.investmentexecutive.com/tag/regulation/ 32 32 Canadian regulators are opening the doors to prediction markets https://www.investmentexecutive.com/news/canadian-regulators-are-opening-the-doors-to-prediction-markets/ Wed, 08 Apr 2026 18:31:50 +0000 https://www.investmentexecutive.com/?p=535766 With Wealthsimple, Questrade and other potential entrants in Canada, industry observers are concerned about possible risks

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]]> Ottawa launches consultation on anti-fraud strategy https://www.investmentexecutive.com/news/ottawa-launches-consultation-on-anti-fraud-strategy/ Mon, 30 Mar 2026 16:04:06 +0000 https://www.investmentexecutive.com/?p=535158 Clamp-down on scams may impose new obligations on financial institutions, among others

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]]> CIRO clarifies its prediction markets requirements for dealers https://www.investmentexecutive.com/news/ciro-clarifies-its-prediction-markets-requirements-for-dealers/ Fri, 27 Mar 2026 16:13:28 +0000 https://www.investmentexecutive.com/?p=535005 Regulator addresses questions from market participants after Wealthsimple gets approval to launch event contracts

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]]> Ontario’s LLQP exams will soon be held in person only https://www.investmentexecutive.com/news/ontarios-llqp-exams-will-soon-be-held-in-person-only/ Mon, 23 Mar 2026 17:33:09 +0000 https://www.investmentexecutive.com/?p=534532 Change is meant to combat misconduct, cheating: FSRA

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]]> Industry moves: National Bank scores BMO Nesbitt Burns team https://www.investmentexecutive.com/news/industry-moves-national-bank-scores-bmo-nesbitt-burns-team/ Fri, 20 Mar 2026 19:06:39 +0000 https://www.investmentexecutive.com/?p=534413 Plus, Wellington-Altus adds talent, OSFI's Gully headed for Basel Committee and more

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]]> CFTC at the bat, in deal with MLB https://www.investmentexecutive.com/news/cftc-at-the-bat-in-deal-with-mlb/ Thu, 19 Mar 2026 16:11:55 +0000 https://www.investmentexecutive.com/?p=534284 Regulator reaches first MoU with a sports league to protect market integrity

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]]> Canadian ETF Association pushes for reforms in light of ‘tsunami on the horizon’ https://www.investmentexecutive.com/news/canadian-etf-association-pushes-for-reforms-in-light-of-tsunami-on-the-horizon/ Mon, 02 Mar 2026 17:10:51 +0000 https://www.investmentexecutive.com/?p=532815 Group warns that surge of ETF share class launches in the U.S. could threaten Canada's industry

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]]> Canadian Lenders Association acquires regulatory tech body https://www.investmentexecutive.com/news/canadian-lenders-association-acquires-regulatory-tech-body/ Wed, 18 Feb 2026 20:28:46 +0000 https://www.investmentexecutive.com/?p=532028 Merger reflects the regulatory environment's complexity, need for a unified approach: CRTA

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]]> B.C. regulator consults on new restricted insurance agency rules https://www.investmentexecutive.com/news/icbc-consults-on-new-restricted-insurance-agency-rules/ Wed, 11 Feb 2026 19:01:09 +0000 https://www.investmentexecutive.com/?p=531505 Changes to impact 18 business types that incidentally sell insurance in B.C.

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]]> ESMA, ASIC face change at the top https://www.investmentexecutive.com/news/esma-asic-face-change-at-the-top/ Tue, 03 Feb 2026 19:24:10 +0000 https://www.investmentexecutive.com/?p=530964 Regulators in Europe, Australia welcoming new leaders

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