regulation | Investment Executive https://www.investmentexecutive.com/tag/regulation/ Canada's news source for financial professionals Mon, 01 Dec 2025 15:42:36 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png regulation | Investment Executive https://www.investmentexecutive.com/tag/regulation/ 32 32 Swiss prosecutors target Credit Suisse, now part of UBS, over money laundering case https://www.investmentexecutive.com/news/swiss-prosecutors-target-credit-suisse-now-part-of-ubs-over-money-laundering-case/ Mon, 01 Dec 2025 15:42:36 +0000 https://www.investmentexecutive.com/?p=526645 Probe related to Mozambique loans was opened in 2020

The post Swiss prosecutors target Credit Suisse, now part of UBS, over money laundering case appeared first on Investment Executive.

]]> Fraudsters seen as ‘ten steps ahead’: Global Risk Institute https://www.investmentexecutive.com/news/industry-news/fraudsters-seen-as-ten-steps-ahead-global-risk-institute/ Fri, 14 Nov 2025 18:11:01 +0000 https://www.investmentexecutive.com/?p=525379 While financial institutions face barriers to AI adoption, criminals have embraced it

The post Fraudsters seen as ‘ten steps ahead’: Global Risk Institute appeared first on Investment Executive.

]]> Advisor incorporation ‘a hot potato’ https://www.investmentexecutive.com/news/from-the-regulators/advisor-incorporation-a-hot-potato/ Mon, 03 Nov 2025 22:35:17 +0000 https://www.investmentexecutive.com/?p=524429 CIRO is waiting for CRA’s feedback to move ahead, while CRA says the matter falls outside its scope

The post Advisor incorporation ‘a hot potato’ appeared first on Investment Executive.

]]> Questrade secures approval to launch Canada’s newest bank https://www.investmentexecutive.com/news/questrade-secures-approval-to-launch-canadas-newest-bank/ Mon, 03 Nov 2025 16:55:35 +0000 https://www.investmentexecutive.com/?p=524363 Questbank will join other fintechs pushing into banking space

The post Questrade secures approval to launch Canada’s newest bank appeared first on Investment Executive.

]]> Calls for stablecoin rule changes grow https://www.investmentexecutive.com/news/calls-for-stablecoin-rule-changes-grow/ Mon, 03 Nov 2025 14:26:35 +0000 https://www.investmentexecutive.com/?p=524314 Coherent framework for issuing Canadian-dollar pegged stablecoins could keep money in the country

The post Calls for stablecoin rule changes grow appeared first on Investment Executive.

]]> CIRO gives $1.5M to investor education, protection non-profits https://www.investmentexecutive.com/news/ciro-gives-1-5m-to-investor-education-protection-non-profits/ Wed, 15 Oct 2025 18:21:48 +0000 https://www.investmentexecutive.com/?p=522730 Seven organizations will share the funds, collected from enforcement proceedings

The post CIRO gives $1.5M to investor education, protection non-profits appeared first on Investment Executive.

]]> ICE foray into prediction markets a positive: Moody’s https://www.investmentexecutive.com/news/ice-foray-into-prediction-markets-a-positive-moodys/ Wed, 15 Oct 2025 14:46:09 +0000 https://www.investmentexecutive.com/?p=522662 Deal boosts data business, provides a toehold in digital finance

The post ICE foray into prediction markets a positive: Moody’s appeared first on Investment Executive.

]]> As AI takes off, regulators struggle to keep up https://www.investmentexecutive.com/news/as-ai-takes-off-regulators-struggle-to-keep-up/ Fri, 10 Oct 2025 17:23:58 +0000 https://www.investmentexecutive.com/?p=522431 FSB recommends action amid challenges to overseeing AI adoption

The post As AI takes off, regulators struggle to keep up appeared first on Investment Executive.

]]> Reducing regulation could help advisors serve mass market clients: C.D. Howe https://www.investmentexecutive.com/news/industry-news/reducing-regulation-could-help-advisors-serve-mass-market-clients-c-d-howe/ Tue, 07 Oct 2025 20:57:29 +0000 https://www.investmentexecutive.com/?p=522079 Increasing compliance costs makes it uneconomical to serve smaller accounts, study says

The post Reducing regulation could help advisors serve mass market clients: C.D. Howe appeared first on Investment Executive.

]]> High-speed trading raises the cost of capital: BIS https://www.investmentexecutive.com/news/research-and-markets/high-speed-trading-raises-the-cost-of-capital-bis/ Mon, 29 Sep 2025 13:23:16 +0000 https://www.investmentexecutive.com/?p=521367 Research finds effects are mixed, but HFT boosts systemic risk, costs

The post High-speed trading raises the cost of capital: BIS appeared first on Investment Executive.

]]>