regulation | Investment Executive https://www.investmentexecutive.com/tag/regulation/ Canada's news source for financial professionals Tue, 30 Dec 2025 18:48:09 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png regulation | Investment Executive https://www.investmentexecutive.com/tag/regulation/ 32 32 ETF series under scrutiny https://www.investmentexecutive.com/news/industry-news/etf-series-under-scrutiny/ Wed, 31 Dec 2025 06:42:43 +0000 https://www.investmentexecutive.com/?p=527225 Fee fairness and disclosure, potential for conflicts of interest among issues in CSA consultation

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]]> Federal banking regulator holds domestic stability buffer at 3.5% https://www.investmentexecutive.com/news/federal-banking-regulator-holds-domestic-stability-buffer-at-3-5/ Thu, 18 Dec 2025 14:54:13 +0000 https://www.investmentexecutive.com/?p=528070 OSFI says household debt relative to income remains high, but stable

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]]> Swiss prosecutors target Credit Suisse, now part of UBS, over money laundering case https://www.investmentexecutive.com/news/swiss-prosecutors-target-credit-suisse-now-part-of-ubs-over-money-laundering-case/ Mon, 01 Dec 2025 15:42:36 +0000 https://www.investmentexecutive.com/?p=526645 Probe related to Mozambique loans was opened in 2020

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]]> Fraudsters seen as ‘ten steps ahead’: Global Risk Institute https://www.investmentexecutive.com/news/industry-news/fraudsters-seen-as-ten-steps-ahead-global-risk-institute/ Fri, 14 Nov 2025 18:11:01 +0000 https://www.investmentexecutive.com/?p=525379 While financial institutions face barriers to AI adoption, criminals have embraced it

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]]> Advisor incorporation ‘a hot potato’ https://www.investmentexecutive.com/news/from-the-regulators/advisor-incorporation-a-hot-potato/ Mon, 03 Nov 2025 22:35:17 +0000 https://www.investmentexecutive.com/?p=524429 CIRO is waiting for CRA’s feedback to move ahead, while CRA says the matter falls outside its scope

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]]> Questrade secures approval to launch Canada’s newest bank https://www.investmentexecutive.com/news/questrade-secures-approval-to-launch-canadas-newest-bank/ Mon, 03 Nov 2025 16:55:35 +0000 https://www.investmentexecutive.com/?p=524363 Questbank will join other fintechs pushing into banking space

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]]> Calls for stablecoin rule changes grow https://www.investmentexecutive.com/news/calls-for-stablecoin-rule-changes-grow/ Mon, 03 Nov 2025 14:26:35 +0000 https://www.investmentexecutive.com/?p=524314 Coherent framework for issuing Canadian-dollar pegged stablecoins could keep money in the country

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]]> CIRO gives $1.5M to investor education, protection non-profits https://www.investmentexecutive.com/news/ciro-gives-1-5m-to-investor-education-protection-non-profits/ Wed, 15 Oct 2025 18:21:48 +0000 https://www.investmentexecutive.com/?p=522730 Seven organizations will share the funds, collected from enforcement proceedings

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]]> ICE foray into prediction markets a positive: Moody’s https://www.investmentexecutive.com/news/ice-foray-into-prediction-markets-a-positive-moodys/ Wed, 15 Oct 2025 14:46:09 +0000 https://www.investmentexecutive.com/?p=522662 Deal boosts data business, provides a toehold in digital finance

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]]> As AI takes off, regulators struggle to keep up https://www.investmentexecutive.com/news/as-ai-takes-off-regulators-struggle-to-keep-up/ Fri, 10 Oct 2025 17:23:58 +0000 https://www.investmentexecutive.com/?p=522431 FSB recommends action amid challenges to overseeing AI adoption

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