Regtech | Investment Executive https://www.investmentexecutive.com/tag/regtech/ Canada's news source for financial professionals Fri, 10 Oct 2025 17:23:58 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regtech | Investment Executive https://www.investmentexecutive.com/tag/regtech/ 32 32 As AI takes off, regulators struggle to keep up https://www.investmentexecutive.com/news/as-ai-takes-off-regulators-struggle-to-keep-up/ Fri, 10 Oct 2025 17:23:58 +0000 https://www.investmentexecutive.com/?p=522431 FSB recommends action amid challenges to overseeing AI adoption

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]]> Companies paying more attention to AI https://www.investmentexecutive.com/news/from-the-regulators/companies-paying-more-attention-to-ai/ Tue, 06 May 2025 20:13:42 +0000 https://www.investmentexecutive.com/?p=509110 OSC research finds AI discussions in MD&A growing, more balanced

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]]> FCA to launch AI testing service https://www.investmentexecutive.com/news/from-the-regulators/fca-to-launch-ai-testing-service/ Wed, 30 Apr 2025 13:17:30 +0000 https://www.investmentexecutive.com/?p=508371 U.K. regulator aims to support responsible AI adoption in financial markets

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]]> FCA aims to be a smarter, pro-growth regulator https://www.investmentexecutive.com/news/from-the-regulators/fca-aims-to-be-a-smarter-pro-growth-regulator/ Tue, 08 Apr 2025 20:34:34 +0000 https://www.investmentexecutive.com/?p=506585 New agenda outlines plans to curb compliance burden, facilitate innovation

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]]> Investment dealers want open (banking) relationships too https://www.investmentexecutive.com/news/from-the-regulators/investment-dealers-want-open-banking-too/ Wed, 19 Feb 2025 19:03:27 +0000 https://www.investmentexecutive.com/?p=502824 CIRO plans to facilitate voluntary participation in federal open banking effort

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]]> Regulators to explore e-KYC, portable data https://www.investmentexecutive.com/news/from-the-regulators/regulators-to-explore-e-kyc-portable-data/ Tue, 18 Feb 2025 18:48:43 +0000 https://www.investmentexecutive.com/?p=502678 CSA unveils first project under new effort to test industry innovations

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]]> Stacking up https://www.investmentexecutive.com/newspaper_/news-newspaper/stacking-up/ Fri, 07 Feb 2025 20:03:00 +0000 https://www.investmentexecutive.com/?p=501691 Firms spend millions on back-office technology, but not all advisors are buying in

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]]> CFTC pledges enhanced public consultation https://www.investmentexecutive.com/news/from-the-regulators/cftc-pledges-enhanced-public-consultation/ Mon, 27 Jan 2025 20:22:13 +0000 https://www.investmentexecutive.com/?p=501044 Regulator to seek feedback on emerging issues, particularly in crypto

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]]> CSA set to hike SEDAR, NRD fees https://www.investmentexecutive.com/news/from-the-regulators/csa-set-to-hike-sedar-nrd-fees/ Thu, 21 Nov 2024 19:34:59 +0000 https://www.investmentexecutive.com/?p=497161 Dramatic revenue increase needed to keep pace with systems costs: regulators

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]]> Can AI deliver better inflation forecasts? https://www.investmentexecutive.com/news/from-the-regulators/can-ai-deliver-better-inflation-forecasts/ Tue, 19 Nov 2024 19:14:18 +0000 https://www.investmentexecutive.com/?p=496982 Central bankers launch project to automate extensive price data

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