Home POS disclosure

Dealers and fund companies must make a concerted effort to drive clients to digital channels

Joint Forum report lists eight recommendations regarding POS disclosure for regulators and policymakers

Report examines the state of POS disclosure in each of the sectors of the financial industry in various countries

Report examines alternative investment funds and structured products sold to retail investors

Editorial

  • By: IE Staff
  • June 20, 2013 June 20, 2013
  • 23:00

Fund companies must use Fund Facts document instead of a simplified prospectus but point-of-sale disclosure is still on hold

CSA moves to improve risk disclosure

Existing protections should not be removed until the new document has been improved to ensure investors have the information they need