Portfolio managers – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 26 Apr 2024 21:22:14 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Portfolio managers – Investment Executive https://www.investmentexecutive.com 32 32 Toronto police bust fake investment scheme https://www.investmentexecutive.com/news/from-the-regulators/toronto-police-bust-fake-investment-scheme/ Fri, 26 Apr 2024 21:22:14 +0000 https://www.investmentexecutive.com/?p=484853 Perpetrators posing as representatives of Schroders, an asset manager

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]]> FCA escalates greenwashing fight https://www.investmentexecutive.com/news/from-the-regulators/fca-escalates-greenwashing-fight/ Tue, 23 Apr 2024 16:54:40 +0000 https://www.investmentexecutive.com/?p=484586 Regulator seeks to extend regime to portfolio managers

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]]> FCA to revive research bundling https://www.investmentexecutive.com/news/from-the-regulators/fca-to-revive-research-bundling/ Wed, 10 Apr 2024 19:26:01 +0000 https://www.investmentexecutive.com/?p=483499 Regulator aims to ease asset managers' access to investment research

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]]> Rep incorporation proposals prove to be sticky wicket https://www.investmentexecutive.com/news/from-the-regulators/rep-incorporation-proposals-prove-to-be-sticky-wicket/ Mon, 08 Apr 2024 21:26:46 +0000 https://www.investmentexecutive.com/?p=483358 Industry divided on, investor advocates opposed to, reforms

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]]> SEC tightens robo exemption https://www.investmentexecutive.com/news/from-the-regulators/sec-tightens-robo-exemption/ Wed, 27 Mar 2024 17:52:48 +0000 https://www.investmentexecutive.com/?p=482831 Regulator aims to bolster investor protection, modernize rules

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]]> Court upholds tribunal findings in Amaya case https://www.investmentexecutive.com/news/from-the-regulators/court-upholds-tribunal-findings-in-amaya-case/ Wed, 20 Mar 2024 19:33:28 +0000 https://www.investmentexecutive.com/?p=482414 Appeals by advisor, analyst in insider trading case dismissed

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]]> My secret weapon for better portfolio management https://www.investmentexecutive.com/inside-track_/mary-hagerman/my-secret-weapon-for-better-portfolio-management/ Tue, 12 Mar 2024 17:00:58 +0000 https://www.investmentexecutive.com/?p=481564 Primarily using ETFs has helped one advisor to make better investment decisions, but she attributes some success to a powerful non-financial practice

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]]> Fund managers paid for flows, rather than returns https://www.investmentexecutive.com/news/research-and-markets/fund-managers-paid-for-flows-rather-than-returns/ Tue, 05 Mar 2024 21:05:58 +0000 https://www.investmentexecutive.com/?p=481595 It's AUM that matters most to managers' careers, research finds

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]]> Small firms need living wills: OSC https://www.investmentexecutive.com/news/from-the-regulators/small-firms-need-living-wills-osc/ Fri, 26 Jan 2024 19:25:30 +0000 https://www.investmentexecutive.com/?p=479360 Regulator calls for continuity plans at one-man shops

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]]> Former BMO execs Andrew Auerbach and Jean Blacklock launch investment counsel firm https://www.investmentexecutive.com/news/industry-news/former-bmo-execs-andrew-auerbach-and-jean-blacklock-launch-investment-counsel-firm/ Thu, 18 Jan 2024 13:47:00 +0000 https://www.investmentexecutive.com/?p=478555 New practice aims to differentiate with therapeutic approach to planning

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