Portfolio managers | Investment Executive https://www.investmentexecutive.com/tag/portfolio-managers/ Canada's news source for financial professionals Mon, 17 Nov 2025 20:19:19 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Portfolio managers | Investment Executive https://www.investmentexecutive.com/tag/portfolio-managers/ 32 32 Depositories need oversight that matches risk: ESMA https://www.investmentexecutive.com/news/depositories-need-oversight-that-matches-risk-esma/ Mon, 17 Nov 2025 20:19:19 +0000 https://www.investmentexecutive.com/?p=525641 Review flags issues with supervision of critical fund industry function

The post Depositories need oversight that matches risk: ESMA appeared first on Investment Executive.

]]> Product roundup: Another week, another new batch of CDRs from BMO https://www.investmentexecutive.com/news/product-roundup-another-week-another-new-batch-of-cdrs-from-bmo/ Fri, 14 Nov 2025 20:11:30 +0000 https://www.investmentexecutive.com/?p=525513 Plus, new inverse-leveraged, alts ETFs hit the market, fee cuts and more

The post Product roundup: Another week, another new batch of CDRs from BMO appeared first on Investment Executive.

]]> Funds compliant on AI claims: OSC https://www.investmentexecutive.com/news/from-the-regulators/funds-compliant-on-ai-claims-osc/ Wed, 05 Nov 2025 21:49:01 +0000 https://www.investmentexecutive.com/?p=524655 Regulatory review found no evidence of AI washing among investment funds

The post Funds compliant on AI claims: OSC appeared first on Investment Executive.

]]> That’s a wrap on fund manager’s receivership https://www.investmentexecutive.com/news/thats-a-wrap-on-fund-managers-receivership/ Thu, 09 Oct 2025 20:34:55 +0000 https://www.investmentexecutive.com/?p=522373 Receiver proposes final distribution to Stableview investors

The post That’s a wrap on fund manager’s receivership appeared first on Investment Executive.

]]> That psych degree may not be a waste after all https://www.investmentexecutive.com/news/from-the-regulators/that-psych-degree-may-not-be-a-waste-after-all/ Mon, 29 Sep 2025 18:54:35 +0000 https://www.investmentexecutive.com/?p=521416 CIRO provides guidance on new education, experience requirements for reps

The post That psych degree may not be a waste after all appeared first on Investment Executive.

]]> Stressed funds follow liquidity pecking order: paper https://www.investmentexecutive.com/news/research-and-markets/stressed-funds-follow-liquidity-pecking-order-paper/ Fri, 12 Sep 2025 17:54:50 +0000 https://www.investmentexecutive.com/?p=520088 YorkU research examines funds behaviour amid market stress

The post Stressed funds follow liquidity pecking order: paper appeared first on Investment Executive.

]]> Fund manager fell for Ponzi scheme: SEC https://www.investmentexecutive.com/news/from-the-regulators/fund-manager-fell-for-ponzi-scheme-sec/ Fri, 15 Aug 2025 19:09:43 +0000 https://www.investmentexecutive.com/?p=517660 Alleged fraudster, fund manager charged in vending machine scam

The post Fund manager fell for Ponzi scheme: SEC appeared first on Investment Executive.

]]> Investor preference, performance often align when it comes to new funds: report https://www.investmentexecutive.com/news/products/investor-preference-performance-often-align-when-it-comes-to-new-funds-report/ Thu, 07 Aug 2025 18:52:27 +0000 https://www.investmentexecutive.com/?p=517057 Morningstar study analyzed more than 57,000 new funds worldwide in eight-year period

The post Investor preference, performance often align when it comes to new funds: report appeared first on Investment Executive.

]]> FCA seeks £46 million fine on fund manager https://www.investmentexecutive.com/news/from-the-regulators/fca-seeks-46-million-fine-on-fund-manager/ Tue, 05 Aug 2025 17:41:44 +0000 https://www.investmentexecutive.com/?p=516813 Regulator sanctions alleged liquidity risk management failures

The post FCA seeks £46 million fine on fund manager appeared first on Investment Executive.

]]> OSC review flags personal corporation concerns https://www.investmentexecutive.com/news/from-the-regulators/osc-review-flags-personal-corporation-concerns/ Thu, 24 Jul 2025 20:25:20 +0000 https://www.investmentexecutive.com/?p=516003 Compliance division's annual report details exam findings at directly regulated firms

The post OSC review flags personal corporation concerns appeared first on Investment Executive.

]]>