Portfolio managers | Investment Executive https://www.investmentexecutive.com/tag/portfolio-managers/ Canada's news source for financial professionals Wed, 18 Feb 2026 20:31:42 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.1 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Portfolio managers | Investment Executive https://www.investmentexecutive.com/tag/portfolio-managers/ 32 32 SEC proposes to ease fund reporting requirements https://www.investmentexecutive.com/news/sec-proposes-to-ease-fund-reporting-requirements/ Wed, 18 Feb 2026 20:31:42 +0000 https://www.investmentexecutive.com/?p=532017 Regulator aims to reduce burden by relaxing portfolio reporting rules

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]]> Industry falling short on CFR compliance: CSA, CIRO https://www.investmentexecutive.com/news/from-the-regulators/industry-falling-short-on-cfr-compliance-csa-ciro/ Wed, 10 Dec 2025 17:50:45 +0000 https://www.investmentexecutive.com/?p=527418 Review documents failings in meeting KYC, KYP, suitability requirements

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]]> Depositories need oversight that matches risk: ESMA https://www.investmentexecutive.com/news/depositories-need-oversight-that-matches-risk-esma/ Mon, 17 Nov 2025 20:19:19 +0000 https://www.investmentexecutive.com/?p=525641 Review flags issues with supervision of critical fund industry function

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]]> Product roundup: Another week, another new batch of CDRs from BMO https://www.investmentexecutive.com/news/product-roundup-another-week-another-new-batch-of-cdrs-from-bmo/ Fri, 14 Nov 2025 20:11:30 +0000 https://www.investmentexecutive.com/?p=525513 Plus, new inverse-leveraged, alts ETFs hit the market, fee cuts and more

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]]> Funds compliant on AI claims: OSC https://www.investmentexecutive.com/news/from-the-regulators/funds-compliant-on-ai-claims-osc/ Wed, 05 Nov 2025 21:49:01 +0000 https://www.investmentexecutive.com/?p=524655 Regulatory review found no evidence of AI washing among investment funds

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]]> That’s a wrap on fund manager’s receivership https://www.investmentexecutive.com/news/thats-a-wrap-on-fund-managers-receivership/ Thu, 09 Oct 2025 20:34:55 +0000 https://www.investmentexecutive.com/?p=522373 Receiver proposes final distribution to Stableview investors

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]]> That psych degree may not be a waste after all https://www.investmentexecutive.com/news/from-the-regulators/that-psych-degree-may-not-be-a-waste-after-all/ Mon, 29 Sep 2025 18:54:35 +0000 https://www.investmentexecutive.com/?p=521416 CIRO provides guidance on new education, experience requirements for reps

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]]> Stressed funds follow liquidity pecking order: paper https://www.investmentexecutive.com/news/research-and-markets/stressed-funds-follow-liquidity-pecking-order-paper/ Fri, 12 Sep 2025 17:54:50 +0000 https://www.investmentexecutive.com/?p=520088 YorkU research examines funds behaviour amid market stress

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]]> Fund manager fell for Ponzi scheme: SEC https://www.investmentexecutive.com/news/from-the-regulators/fund-manager-fell-for-ponzi-scheme-sec/ Fri, 15 Aug 2025 19:09:43 +0000 https://www.investmentexecutive.com/?p=517660 Alleged fraudster, fund manager charged in vending machine scam

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]]> Investor preference, performance often align when it comes to new funds: report https://www.investmentexecutive.com/news/products/investor-preference-performance-often-align-when-it-comes-to-new-funds-report/ Thu, 07 Aug 2025 18:52:27 +0000 https://www.investmentexecutive.com/?p=517057 Morningstar study analyzed more than 57,000 new funds worldwide in eight-year period

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