Portfolio managers | Investment Executive https://www.investmentexecutive.com/tag/portfolio-managers/ Canada's news source for financial professionals Tue, 03 Mar 2026 19:19:13 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Portfolio managers | Investment Executive https://www.investmentexecutive.com/tag/portfolio-managers/ 32 32 FCA to review U.K.’s new listing rules https://www.investmentexecutive.com/news/fca-to-review-u-k-s-new-listing-rules/ Tue, 03 Mar 2026 19:19:13 +0000 https://www.investmentexecutive.com/?p=533053 Regulator to reconsider diversification requirements for listed funds

The post FCA to review U.K.’s new listing rules appeared first on Investment Executive.

]]> Latest OBSI review kicks off https://www.investmentexecutive.com/news/from-the-regulators/latest-obsi-review-kicks-off/ Mon, 02 Mar 2026 09:00:16 +0000 https://www.investmentexecutive.com/?p=532892 New evaluation comes amid regulators' ongoing reform work

The post Latest OBSI review kicks off appeared first on Investment Executive.

]]> SEC proposes to ease fund reporting requirements https://www.investmentexecutive.com/news/sec-proposes-to-ease-fund-reporting-requirements/ Wed, 18 Feb 2026 20:31:42 +0000 https://www.investmentexecutive.com/?p=532017 Regulator aims to reduce burden by relaxing portfolio reporting rules

The post SEC proposes to ease fund reporting requirements appeared first on Investment Executive.

]]> Industry falling short on CFR compliance: CSA, CIRO https://www.investmentexecutive.com/news/from-the-regulators/industry-falling-short-on-cfr-compliance-csa-ciro/ Wed, 10 Dec 2025 17:50:45 +0000 https://www.investmentexecutive.com/?p=527418 Review documents failings in meeting KYC, KYP, suitability requirements

The post Industry falling short on CFR compliance: CSA, CIRO appeared first on Investment Executive.

]]> Depositories need oversight that matches risk: ESMA https://www.investmentexecutive.com/news/depositories-need-oversight-that-matches-risk-esma/ Mon, 17 Nov 2025 20:19:19 +0000 https://www.investmentexecutive.com/?p=525641 Review flags issues with supervision of critical fund industry function

The post Depositories need oversight that matches risk: ESMA appeared first on Investment Executive.

]]> Product roundup: Another week, another new batch of CDRs from BMO https://www.investmentexecutive.com/news/product-roundup-another-week-another-new-batch-of-cdrs-from-bmo/ Fri, 14 Nov 2025 20:11:30 +0000 https://www.investmentexecutive.com/?p=525513 Plus, new inverse-leveraged, alts ETFs hit the market, fee cuts and more

The post Product roundup: Another week, another new batch of CDRs from BMO appeared first on Investment Executive.

]]> Funds compliant on AI claims: OSC https://www.investmentexecutive.com/news/from-the-regulators/funds-compliant-on-ai-claims-osc/ Wed, 05 Nov 2025 21:49:01 +0000 https://www.investmentexecutive.com/?p=524655 Regulatory review found no evidence of AI washing among investment funds

The post Funds compliant on AI claims: OSC appeared first on Investment Executive.

]]> That’s a wrap on fund manager’s receivership https://www.investmentexecutive.com/news/thats-a-wrap-on-fund-managers-receivership/ Thu, 09 Oct 2025 20:34:55 +0000 https://www.investmentexecutive.com/?p=522373 Receiver proposes final distribution to Stableview investors

The post That’s a wrap on fund manager’s receivership appeared first on Investment Executive.

]]> That psych degree may not be a waste after all https://www.investmentexecutive.com/news/from-the-regulators/that-psych-degree-may-not-be-a-waste-after-all/ Mon, 29 Sep 2025 18:54:35 +0000 https://www.investmentexecutive.com/?p=521416 CIRO provides guidance on new education, experience requirements for reps

The post That psych degree may not be a waste after all appeared first on Investment Executive.

]]> Stressed funds follow liquidity pecking order: paper https://www.investmentexecutive.com/news/research-and-markets/stressed-funds-follow-liquidity-pecking-order-paper/ Fri, 12 Sep 2025 17:54:50 +0000 https://www.investmentexecutive.com/?p=520088 YorkU research examines funds behaviour amid market stress

The post Stressed funds follow liquidity pecking order: paper appeared first on Investment Executive.

]]>