Passport model | Investment Executive https://www.investmentexecutive.com/tag/passport-model/ Canada's news source for financial professionals Fri, 27 Mar 2026 13:36:23 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Passport model | Investment Executive https://www.investmentexecutive.com/tag/passport-model/ 32 32 Big banks take heat at Senate hearing https://www.investmentexecutive.com/news/big-banks-take-heat-at-senate-hearing/ Fri, 27 Mar 2026 13:36:23 +0000 https://www.investmentexecutive.com/?p=534973 Regulators lament shrinking shelves, eroding support for junior issuers

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]]> A national regulator? Sure, but it will take a miracle https://www.investmentexecutive.com/news/from-the-regulators/a-national-regulator-sure-but-it-will-take-a-miracle/ Tue, 05 Oct 2021 19:00:38 +0000 https://www.investmentexecutive.com/?p=430482 Ontario taskforce chair sees stalemate on national regulator and passport

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]]> CSA proposes further expansion of passport system https://www.investmentexecutive.com/news/from-the-regulators/csa-proposes-further-expansion-of-passport-system/ Thu, 16 Apr 2015 15:45:00 +0000 https://www.investmentexecutive.com/uncategorized/csa-proposes-further-expansion-of-passport-system/ The two new proposals are intended to further simplify regulatory processes

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]]> Rice surprised by Supreme Court decision https://www.investmentexecutive.com/in-depth_/special-reports/rice-surprised-by-supreme-court-decision/ Thu, 22 Dec 2011 23:00:00 +0000 https://www.investmentexecutive.com/uncategorized/rice-surprised-by-supreme-court-decision/ The question now is where regulation goes from here

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]]> Decision confirms current regulatory regime working well, provinces say https://www.investmentexecutive.com/in-depth_/special-reports/decision-confirms-current-regulatory-regime-working-well-provinces-say/ Thu, 22 Dec 2011 18:55:00 +0000 https://www.investmentexecutive.com/uncategorized/decision-confirms-current-regulatory-regime-working-well-provinces-say/ Alberta finance minister calls on Ontario to sign on to passport system

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]]> Alberta opposed to single federal regulator https://www.investmentexecutive.com/news/from-the-regulators/alberta-opposed-to-single-federal-regulator/ Mon, 12 Jan 2009 22:50:00 +0000 https://www.investmentexecutive.com/uncategorized/alberta-opposed-to-single-federal-regulator/ Province calls on Ontario to join passport system

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]]> Regulators finalize streamlined process for dealer and advisor registration in multiple jurisdictions https://www.investmentexecutive.com/news/from-the-regulators/regulators-finalize-streamlined-process-for-dealer-and-advisor-registration-in-multiple-jurisdictions/ Sun, 21 Dec 2008 17:10:00 +0000 https://www.investmentexecutive.com/uncategorized/regulators-finalize-streamlined-process-for-dealer-and-advisor-registration-in-multiple-jurisdictions/ Passport system available to registrants in all provinces, CSA says

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]]> Quebec outlines priorities for the upcoming meeting of finance ministers https://www.investmentexecutive.com/news/from-the-regulators/quebec-outlines-priorities-for-the-upcoming-meeting-of-finance-ministers/ Tue, 16 Dec 2008 21:20:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-outlines-priorities-for-the-upcoming-meeting-of-finance-ministers/ Province stands firm on passport system of securities regulation

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]]> Provinces call on Ontario to join securities passport effort https://www.investmentexecutive.com/news/from-the-regulators/provinces-call-on-ontario-to-join-securities-passport-effort/ Thu, 23 Oct 2008 14:30:00 +0000 https://www.investmentexecutive.com/uncategorized/provinces-call-on-ontario-to-join-securities-passport-effort/ A group of provincial ministers continues to call for Ontario to join the passport system of securities regulation.On Tuesday, the Provincial-Territorial Council of Ministers of Securities Regulation released a communiqué, more than a month after their last meeting on September 18 in Quebec City. It reports that at that meeting they reaffirmed their commitment to […]

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]]> Canadian regulators seek comment on extension of passport system to registration https://www.investmentexecutive.com/news/from-the-regulators/canadian-regulators-seek-comment-on-extension-of-passport-system-to-registration/ Sun, 20 Jul 2008 20:30:00 +0000 https://www.investmentexecutive.com/uncategorized/canadian-regulators-seek-comment-on-extension-of-passport-system-to-registration/ New phase of passport model will simplify regulatory processes, St-Gelais says

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