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IAP calls on regulators to eliminate embedded compensation

The current approach to calculating a minimum fee is unnecessarily complex

The SRO recorded a surplus of $6.6 million in fiscal 2017, according to the latest annual report

For firms regulated under securities law, among others, fees are going up by 0.74%

New Alberta law to give SROs greater powers

The new model won’t push fees up as much as initially expected

Annual fees would rise for registered firms and reps

The commission expects to collect $97.4 million in participation fees in fiscal 2016

Participation fees will now track more closely with current business conditions

New fees would recover the cost of IIROC’s new debt market oversight responsibilities

Single reference sets out dealer and marketplace fee models

Regulator proposes a return to fees based on current market conditions